David Y. Lee

NET FINANCIAL

KATY, TX 77494

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CRD#: 2605960

Professional summary

David Young Lee, who also goes by David Young Lee, is a registered financial advisor currently at NET FINANCIAL located in Katy, Texas and NETSHARES FINANCIAL SERVICES LLC located in Katy, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 18 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Young Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Digitas Global, LLC dba Net Financial. Registered Investment Advisor; Investment related. Responsible for providing investment advisory services, including financial planning and asset management. This role involves fiduciary duties and compliance with SEC and state regulations. Spending approx 25 hours or more per week on these activities. All-Star Franchise Development, LLC; Non-Investment related. 24285 Katy Freeway, Suite 300, Katy, Texas 77494. Franchise consulting company assisting in marketing for franchise companies. President. March 2015. President, CEO and registered representative for Netshares Financial Services, LLC. Compensation is based on success fees earned for private placement of securities, Mergers and Acquisitions, and operating a funding portal. He spends approx. 25 hours a week engaged in these activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Young Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2024 - Present

NET FINANCIAL

Office #1: 24285 Katy Freeway Suite 300, Katy, TX 77494

RIA

CRD#: 330795

KATY, TX

Current

January 6, 2021 - Present

NETSHARES FINANCIAL SERVICES LLC

Office #1: 24285 Katy Freeway Suite 300-7, Katy, TX 77494Office #2: 24285 Katy Freeway Suite 300-7, Katy, TX 77494

CRD#: 307532

KATY, TX

Past

March 26, 2019 - October 30, 2019

VCS VENTURE SECURITIES

CRD#: 127921

NEW YORK, NY

Past

April 8, 2016 - March 21, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HOUSTON, TX

Past

April 8, 2016 - March 21, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HOUSTON, TX

Past

December 4, 2012 - April 14, 2016

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

November 27, 2012 - April 14, 2016

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

October 24, 2011 - December 31, 2012

TACTICAL ETF ADVISORS

RIA

CRD#: 158933

KATY, TX

Past

September 29, 2009 - September 23, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HOUSTON, TX

Past

September 4, 2009 - September 23, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOUSTON, TX

Past

January 13, 2006 - September 11, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

THE WOODLANDS, TX

Past

August 26, 2005 - September 11, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

THE WOODLANDS, TX

Past

May 30, 2002 - May 10, 2005

CUE FINANCIAL GROUP, INC.

CRD#: 21033

PHOENIX, AZ

Past

January 16, 2001 - April 25, 2001

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

February 7, 2000 - January 18, 2001

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

Past

November 18, 1998 - September 9, 1999

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

November 18, 1997 - February 24, 1998

THE BOSTON GROUP

CRD#: 37652

LOS ANGELES, CA

Past

May 8, 1997 - November 19, 1997

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

October 24, 1996 - April 14, 1997

JARON EQUITIES CORP.

CRD#: 5764

HICKSVILLE, NY

Past

March 15, 1996 - October 28, 1996

THE CAMELOT GROUP, INC.

CRD#: 31091

FT LAUDERDALE, FL

Past

July 18, 1995 - June 26, 1996

NATIONWIDE SECURITIES CORPORATION

CRD#: 29720

VALRICO, FL

Past

April 27, 1995 - May 5, 1995

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(9/17/2025)

Texas
(3/5/2021)

IAR

Texas
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/16/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/28/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/3/2014

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 27

Date: 2/6/1999

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 1/26/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NET FINANCIAL

DIGITAS GLOBAL ADVISORS | NET FINANCIAL | DIGITAS GLOBAL, LLC

CRD#: 330795 / SEC#:

California

Registered Investment Advisory firm - (9/17/2025 Approved)

Texas

Registered Investment Advisory firm - (9/11/2024 Approved)

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Contact information

Main Address

24285 Katy Freeway Suite 300, Katy, TX 77494

Mailing Address

Phone number

(281) 968-8850

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Y. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Young Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETSHARES FINANCIAL SERVICES LLC

VCS VENTURE SECURITIES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

TACTICAL ETF ADVISORS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CUE FINANCIAL GROUP, INC.

FINANCIAL WEST GROUP

SALOMON GREY FINANCIAL CORPORATION

BARRON CHASE SECURITIES, INC.

THE BOSTON GROUP

H.J. MEYERS & CO., INC.

JARON EQUITIES CORP.

THE CAMELOT GROUP, INC.

NATIONWIDE SECURITIES CORPORATION

BARRON CHASE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2006

Series 63

Date: 5/9/1995

Series 79TO

Date: 10/16/2020

SIE

Date: 10/1/2018

Series 7

Date: 4/26/1995

Series 10

Date: 6/28/2014

Series 9

Date: 4/3/2014

Series 27

Date: 2/6/1999

Series 4

Date: 1/26/1999

Series 24

Date: 2/27/1997

FINRA

Current Firm

NET FINANCIAL

Contact information

Documents

Red Flags

Company Information

NET FINANCIAL

TRUST BUT VERIFY

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