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CRD#: 307532
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NETSHARES FINANCIAL SERVICES LLC is located at 24285 Katy Freeway Suite 300-7, Katy, TX 77494 and was first established at Dallas, Delaware in 02/10/2020. After operating for 5 years, NETSHARES FINANCIAL SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NETSHARES FINANCIAL SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. NETSHARES FINANCIAL SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NETSHARES FINANCIAL SERVICES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NETSHARES FINANCIAL SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NETSHARES FINANCIAL SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NETSHARES FINANCIAL SERVICES LLC Comes From

Understanding the Statistics for NETSHARES FINANCIAL SERVICES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
24285 Katy Freeway Suite 300-7, Katy, TX 77494
Mailing Address
5554 S. Peek Road Pmb 8, Katy, TX 77450
Firm Size
Small
Phone Number
(800) 216-0360
Established
Delaware since 02/10/2020
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NETSHARES LLCDIRECT OWNER
LEE, DAVID YOUNGCEO/CCO.FINOP2605960

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at NETSHARES FINANCIAL SERVICES LLC

DL

David Young Lee

David Young Lee
IAR
RR
CRD#: 2605960
Location:
Katy, TX 77494
Company:
NET FINANCIAL
Disclosures:
Experience:
30 years
View Profile
SM

Steven Allen Manning

RR
CRD#: 4470995
Location:
New York, NY 10017
Company:
FENNEL
Disclosures:
Experience:
23 years
View Profile
HN

Hasnain Nmn Naveed

Muhammad H Butt, Hasnain Naveed
RR
CRD#: 7004810
Location:
New York, NY 10005
Company:
J.H. DARBIE & CO., INC.
Disclosures:
Experience:
7 years
View Profile
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