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DL

David Lee

NETSHARES FINANCIAL SERVICES
Katy, TX 77494
Some features on this profile are disabled
CRD#: 2605960
DL
David LeeNETSHARES FINANCIAL SERVICES

Professional summary

David Lee, who also goes by David Young Lee, is a registered financial professional currently at NETSHARES FINANCIAL SERVICES LLC located in Katy, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 18 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, SIE, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.

Aliases

David Young Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Digitas Global, LLC dba Net Financial. Registered Investment Advisor; Investment related. Responsible for providing investment advisory services, including financial planning and asset management. This role involves fiduciary duties and compliance with SEC and state regulations. Spending approx 25 hours or more per week on these activities. All-Star Franchise Development, LLC; Non-Investment related. 24285 Katy Freeway, Suite 300, Katy, Texas 77494. Franchise consulting company assisting in marketing for franchise companies. President. March 2015. President, CEO and registered representative for Netshares Financial Services, LLC. Compensation is based on success fees earned for private placement of securities, Mergers and Acquisitions, and operating a funding portal. He spends approx. 25 hours a week engaged in these activities.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2021 - Present

NETSHARES FINANCIAL SERVICES LLC

Office #1: 24285 Katy Freeway Suite 300-7, Katy, TX 77494Office #2: 22114 Blacksburg Court, Katy, TX 77450
BD
CRD#: 307532
Katy, TX
Past

September 11, 2024 - September 21, 2026

NET FINANCIAL

RIA
CRD#: 330795
KATY, TX
Past

March 26, 2019 - October 30, 2019

VCS VENTURE SECURITIES

BD
CRD#: 127921
NEW YORK, NY
Past

April 8, 2016 - March 21, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HOUSTON, TX
Past

April 8, 2016 - March 21, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HOUSTON, TX
Past

December 4, 2012 - April 14, 2016

MORGAN STANLEY

BD
CRD#: 149777
HOUSTON, TX
Past

November 27, 2012 - April 14, 2016

MORGAN STANLEY

RIA
CRD#: 149777
HOUSTON, TX
Past

October 24, 2011 - December 31, 2012

TACTICAL ETF ADVISORS

RIA
CRD#: 158933
KATY, TX
Past

September 29, 2009 - September 23, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
HOUSTON, TX
Past

September 4, 2009 - September 23, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HOUSTON, TX
Past

January 13, 2006 - September 11, 2009

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
THE WOODLANDS, TX
Past

August 26, 2005 - September 11, 2009

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
THE WOODLANDS, TX
Past

May 30, 2002 - May 10, 2005

CUE FINANCIAL GROUP, INC.

BD
CRD#: 21033
PHOENIX, AZ
Past

January 16, 2001 - April 25, 2001

FINANCIAL WEST GROUP

BD
CRD#: 16668
RENO, NV
Past

February 7, 2000 - January 18, 2001

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

November 18, 1998 - September 9, 1999

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

November 18, 1997 - February 24, 1998

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

May 8, 1997 - November 19, 1997

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

October 24, 1996 - April 14, 1997

JARON EQUITIES CORP.

BD
CRD#: 5764
HICKSVILLE, NY
Past

March 15, 1996 - October 28, 1996

THE CAMELOT GROUP, INC.

BD
CRD#: 31091
FT LAUDERDALE, FL
Past

July 18, 1995 - June 26, 1996

NATIONWIDE SECURITIES CORPORATION

BD
CRD#: 29720
VALRICO, FL
Past

April 27, 1995 - May 5, 1995

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/5/2021)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 2/7/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 1/9/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 5/9/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 10/16/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 4/26/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Status Unavailable
Passed: 6/28/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Status Unavailable
Passed: 4/3/2014
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 27
Status Unavailable
Passed: 2/6/1999
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Status Unavailable
Passed: 1/26/1999
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 2/27/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NF
NETSHARES FINANCIAL SERVICES LLC
NETSHARES FINANCIAL SERVICES LLC | NETSHARES INC.

CRD#: 307532 / SEC#: , 8-70502

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
22114 Blacksburg Court, Katy, TX 77450
Mailing Address
5554 S. Peek Road Pmb 8, Katy, TX 77450
Phone number
(800) 216-0360
Established
Delaware since 02/10/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VALUIT TECHNOLOGY HOLDING LLCDIRECT OWNER
LEE, DAVIDCEO/COO2605960
STRICKLAND, JASON LEECHIEF COMPLIANCE OFFICER5013990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETSHARES FINANCIAL SERVICES LLC

CRD#: 307532Katy, TX 77494

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