David Lee
Professional Summary
David Lee, who also goes by David Young Lee, is a registered financial advisor currently at NETSHARES FINANCIAL SERVICES LLC located in Katy, Texas. David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 18 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, SIE, Series 7, Series 10, Series 9, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Young Lee
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
NETSHARES FINANCIAL SERVICES LLC | NETSHARES INC.
Contact Information
Main Address
22114 Blacksburg Court, Katy, TX 77450Mailing Address
5554 S. Peek Road Pmb 8, Katy, TX 77450Phone Number
(800) 216-0360Established
Delaware since 02/10/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2026)
(3/5/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2020About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2014About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2014About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Lee's CRS (Customer Relationship Summary).
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