Olusola Awofala

FORT POINT CAPITAL PARTNERS LLC

San Francisco, CA 94111

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CRD#: 2605349

Professional summary

Olusola Awofala, who also goes by Shola Awofala, Sola Awofala, is a registered financial advisor currently at FORT POINT CAPITAL PARTNERS LLC located in San Francisco, California.

Olusola is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Olusola has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shola Awofala | Sola Awofala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olusola Awofala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2021 - Present

FORT POINT CAPITAL PARTNERS LLC

Office #1: 275 Sacramento Street 8th Floor, San Francisco, CA 94111

RIA

CRD#: 146759

San Francisco, CA

Past

January 7, 2020 - October 5, 2021

SAN FRANCISCO SENTRY INVESTMENT GROUP

RIA

CRD#: 106257

SAN FRANCISCO, CA

Past

January 2, 2013 - December 31, 2019

SAN FRANCISCO SENTRY INVESTMENT GROUP

RIA

CRD#: 106257

SAN FRANCISCO, CA

Past

January 2, 2013 - July 22, 2021

S F SENTRY SECURITIES, INC.

CRD#: 27432

SAN FRANCISCO, CA

Past

May 16, 2011 - November 29, 2012

THINKEQUITY LLC

RIA

CRD#: 44274

SAN FRANCISCO, CA

Past

March 6, 2009 - November 29, 2012

THINKEQUITY LLC

CRD#: 44274

SAN FRANCISCO, CA

Past

August 3, 2005 - January 29, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN FRANCISCO, CA

Past

October 3, 2002 - August 15, 2003

BABCOCK & BROWN FINANCIAL CO. LLC

CRD#: 14058

SAN FRANCISCO, CA

Past

September 15, 1999 - August 3, 2001

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 19, 1995 - October 29, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/21/2021)

IAR

Texas
(12/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/26/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/18/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 1/23/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

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Contact information

Main Address

275 Sacramento Street 8th Floor, San Francisco, CA 94111

Mailing Address

Phone number

(415) 449-0570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT POINT ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,413
AUM (Assets Under Management)	$ 2,002,678,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
11/20/2024	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Olusola Awofala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olusola Awofala's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAN FRANCISCO SENTRY INVESTMENT GROUP

SAN FRANCISCO SENTRY INVESTMENT GROUP

S F SENTRY SECURITIES, INC.

THINKEQUITY LLC

THINKEQUITY LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BABCOCK & BROWN FINANCIAL CO. LLC

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FORT POINT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2011

Series 63

Date: 5/26/1995

Series 7TO

Date: 10/3/2022

SIE

Date: 10/1/2018

Series 31

Date: 5/26/1995

Series 7

Date: 5/18/1995

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 1/23/1998

Current Firm

FORT POINT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT POINT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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