Heather L. Scully
NWF ADVISORY SERVICES | Senior Vice President | Chief Compliance Officer
Los Angeles, CA 90064
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CRD#: 2605292
Professional summary
Heather Louise Scully, who also goes by Heather Louise Leverich, Leverich, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Los Angeles, California and OSAIC WEALTH, INC. located in Los Angeles, California.
Heather is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Heather has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heather Louise Leverich | Leverich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INVESTMENT ADVISORY REPRESENTATIVE. 8 HOURS PER WEEK. 2. NWF ADVISORY GROUP SALARY POSITION: Chief Compliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 07/01/2012 ADDRESS: 11835 W. Olympic Blvd. #1155E., Los Angeles CA 90064, United States DESCRIPTION: CCO for NWF Advisory Group, in charge of supervision and compliance for all advisors that report to our OSJ. I am paid by NWF Advisory Group. 3. NWF ADVISORY SERVICES INC. POSITION: Chief Compliance Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/10/2013 ADDRESS: 11835 W. Olympic Blvd., #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am the chief compliance officer for NWF Advisory Services Inc. RIA. I run the RIA, maintain books and records, complete all registrations and filings, and maintain all ADV's. 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 11835 W. Olympic Blvd #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners.
CRS (Client Relationship Summary) - RIA
Click below to view Heather Louise Scully's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2013 - Present
NWF ADVISORY SERVICES INC
Office #1: 11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064RIA
CRD#: 110410
Los Angeles, CA
Current
January 22, 2009 - Present
OSAIC WEALTH, INC.
Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064RIA
BD
CRD#: 23131
Los Angeles, CA
Past
March 21, 2007 - June 18, 2008
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
MALIBU, CA
Past
July 23, 2001 - July 31, 2002
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
October 21, 1998 - April 1, 2005
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 21, 1995 - September 25, 1998
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/22/2009)
IAR
California(6/10/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Senior Vice President | Chief Compliance OfficerCRD#: 110410Los Angeles, CA 90064TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
