Timothy R. Mastel
Professional summary
Timothy Raymond Mastel, who also goes by Tim Mastel, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Raymond Mastel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2008 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 20, 2005 - November 10, 2006
KESTRA INVESTMENT SERVICES, LLC
November 16, 2001 - March 16, 2004
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 22, 1995 - October 24, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2017)
(1/29/2008)
(1/2/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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