LW
Lawrence D. Wimsatt
COOPER MCMANUS
Las Vegas, NV 89145
Some features on this profile are disabled
CRD#: 2603825
LW
Professional summary
Lawrence D Wimsatt, CFP®, who also goes by Larry D Wimsatt, Larry Dwayne Wimsatt, Lawrence Wimsatt, is a registered financial advisor currently at COOPER MCMANUS located in Las Vegas, Nevada and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Las Vegas, Nevada.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Lawrence has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry D Wimsatt | Larry Dwayne Wimsatt | Lawrence Wimsatt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LDW CONSULTING GROUP, 444 W OCEAN BLVD, #910, LONG BEACH, CA, 06/2015, INSURANCE AGENT SALES, NIR, 15 HRS/MO, 0 HRS/MO TRADING. 2) COOPER MCMANUS, 444 W OCEAN BLVD, #910, LONG BEACH, CA, 06/2015, ADVISORY REP OF AN RIA, INV REL, 120 HRS/MO, 120 HRS/MO TRADING. 3) LIFE DREAMS WEALTH INC, 4712 E 2ND ST, SUITE 939, LONG BEACH, CA, 01/2023, OWNER, CONSULTING/COACHING, NIR, 15 HRS/MO, 0 HRS/MO TRADING. 4) LAWRENCE WIMSATT, 139 S BEVERLY DR, #331, BEVERLY HILLS, CA, 01/2023, MORTGAGE BROKER, NIR, 7 HRS/MO, 0 HRS/MO TRADING. 5) LAWRENCE WIMSATT, 4712 E 2ND ST, SUITE 939, LONG BEACH, CA, 01/2023, INDEPENDENT CONTRACTOR, ESTATE PLANNING, NIR, 2 HRS/MO, 0 HRS/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence D Wimsatt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2015 - Present
COOPER MCMANUS
Office #1: 10161 W Park Run Dr. #150, Las Vegas, NV 89145RIA
CRD#: 111458
Las Vegas, NV
Current
March 27, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 10161 W Park Run Dr. #150, Las Vegas, NV 89145BD
CRD#: 39543
Las Vegas, NV
Past
June 25, 2015 - March 27, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LONG BEACH, CA
Past
June 7, 2010 - June 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LONG BEACH, CA
Past
June 7, 2010 - June 29, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
LONG BEACH, CA
Past
April 1, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 1, 2005 - June 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LONG BEACH, CA
Past
March 31, 2005 - June 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LONG BEACH, CA
Past
September 14, 2001 - March 30, 2005
U.S. BANCORP ADVISORS, LLC
RIA
CRD#: 14455
LOS ANGELES, CA
Past
August 30, 2001 - March 30, 2005
U.S. BANCORP ADVISORS, LLC
BD
CRD#: 14455
GLENDALE, CA
Past
June 8, 2001 - August 10, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
January 24, 2000 - December 6, 2000
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
July 13, 1999 - January 12, 2000
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
August 6, 1997 - May 19, 1999
GOLDEN STATE MUTUAL SECURITIES CORP.
BD
CRD#: 35106
LOS ANGELES, CA
Past
May 22, 1996 - April 15, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 15, 1996 - May 14, 1996
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
April 24, 1995 - November 27, 1995
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/27/2020)
IAR
California(6/29/2015)
RR
California(3/27/2020)
RR
Georgia(3/27/2020)
RR
Idaho(10/18/2022)
RR
Indiana(3/27/2020)
RR
Nevada(3/27/2020)
IAR
Nevada(9/19/2024)
IAR
Texas(7/23/2015)
RR
Texas(3/27/2020)
RR
Virginia(3/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
