Robert A. Vickers

CAPITAL ADVISORS WEALTH MANAGEMENT

Yakima, WA 98902

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CRD#: 2603508

Professional summary

Robert Adam Vickers, ChFC®, who also goes by Rob VIckers, is a registered financial advisor currently at CAPITAL ADVISORS WEALTH MANAGEMENT located in Yakima, Washington.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Vickers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

12/11/2014: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - ROBERT A. VICKERS FINANCIAL SERVICES, PLLC - STARTED 09/26/2014 - BUSINESS ENTITY FOR TAX PURPOSES - INVESTMENT RELATED - 3 HOURS PER MONTH DURING TRADING - 115 N. 50TH AVE., YAKIMA, WA 98908.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Adam Vickers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 15, 2020 - Present

CAPITAL ADVISORS WEALTH MANAGEMENT

Office #1: 1104 North 35th Avenue, Yakima, WA 98902

RIA

CRD#: 309387

Yakima, WA

Past

February 5, 2001 - December 2, 2020

FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 117578

YAKIMA, WA

Past

January 28, 1999 - September 8, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

YAKIMA, WA

Past

January 8, 1999 - August 5, 2020

LPL FINANCIAL LLC

CRD#: 6413

YAKIMA, WA

Past

March 31, 1995 - January 19, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS WEALTH MANAGEMENT

CAPITAL ADVISORS WEALTH MANAGEMENT | CAPITAL ADVISORS WEALTH MANAGEMENT, LLC

CRD#: 309387 / SEC#: 801-118930

RIA

Registered Investment Advisory firm - (6/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/9/2021)

IAR

Texas
(3/1/2022)

IAR

Washington
(6/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/29/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL ADVISORS WEALTH MANAGEMENT

CAPITAL ADVISORS WEALTH MANAGEMENT | CAPITAL ADVISORS WEALTH MANAGEMENT, LLC

CRD#: 309387 / SEC#: 801-118930

RIA

Registered Investment Advisory firm - (6/15/2020 Approved)

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Contact information

Main Address

1104 North 35th Avenue, Yakima, WA 98902

Mailing Address

Phone number

(509) 469-5030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts	2,574
AUM (Assets Under Management)	$ 908,341,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert A. Vickers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Adam Vickers's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CAPITAL ADVISORS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1995

Series 63

Date: 3/29/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1995

Series 6

Date: 3/29/1995

Current Firm

CAPITAL ADVISORS WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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