Jonathan M. Lorenz
Professional summary
Jonathan Matthew Lorenz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonathan is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Jonathan had worked at 1 firm, which includes LUTHERAN BROTHERHOOD SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 1996 - November 11, 1996
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
LUTHERAN BROTHERHOOD SECURITIES CORP.
CRD#: 4205 / SEC#: , 8-14893
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUTHERAN BROTHERHOOD RESEARCH CORP | PARENT OF LUTHERAN BROTHERHOOD SEC CORP | |
| BJORK, JOHN CARL | SECRETARY | 2861867 |
| CHRISTIANSON, DAVID JOHN | VICE PRESIDENT | 3087516 |
| ENO, WOODROW EUGENE | DIRECTOR | 1038576 |
| GILBERT, JOHN OREN | DIRECTOR AND CHAIRMAN | 2088601 |
| MILLER, DOUGLAS BRIAN | VICE PRESIDENT | 1041897 |
| MORET, PAMELA J | DIRECTOR | 1092043 |
| NICHOLSON, BRUCE JAY | DIRECTOR | 2200207 |
| RUCKDASHEL, RICHARD BARTON | VICE PRESIDENT | 711930 |
| SCHINKE, THOMAS CARL | VICE PRESIDENT | 1103350 |
| STELLMACHER, JON MICHAEL | DIRECTOR | 3134024 |
| STRANGHOENER, LAWRENCE WAYNE | DIRECTOR | |
| THOMSEN, JAMES ADLAI | PRESIDENT AND DIRECTOR | 1510675 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
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