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JB

John Carl Bjork

CRD# 2861867·Registered 1997 - 2016
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Carl Bjork was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1997 - 2016. John had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
RIA
Minneapolis, MN
February 17, 2009 - September 20, 2016
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Minneapolis, MN
September 13, 2007 - September 20, 2016
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
July 2, 2002 - December 31, 2005
LUTHERAN BROTHERHOOD SECURITIES CORP.·CRD# 4205
BD
Minneapolis, MN
March 18, 1997 - September 5, 2002

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Current Firm

UB
U.S. BANCORP INVESTMENTS, INC.

CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.

CRD#: 17868 / SEC#: 801-68122, 8-35359
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107

Mailing Address

60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107

Phone Number

(800) 888-4700

Established

Delaware since 02/25/1974

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

2,148

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
U.S. BANCORPSOLE SHAREHOLDER—
BEJASA, EILEENCHIEF OPERATIONS OFFICER AND DIRECTOR7002808
CHOKSHI, KIRIT VINODDIRECTOR1849164
CLARK, SHANNON KEITHCHIEF FINANCIAL OFFICER AND DIRECTOR5829700
CLARK, VANESSA LCHIEF LEGAL OFFICER6563101
DONNELLY, SHANNON MCCRARYSENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER2429382
NAMJOSHI, NITIN SUHASDIRECTOR5902293
SALSTROM, KYLE NORMANCHIEF COMPLIANCE OFFICER AND DIRECTOR5025315
SCHUMER, RONALD EDWARDDIRECTOR2671949
SCOTT, GEORGE MAULDIN IIIDIRECTOR4902301
WHANG, JAMESPRESIDENT AND CHIEF EXECUTIVE OFFICER2737019

Regulatory Assets Under Management

Total Number of Accounts

65,208

AUM (Assets Under Management)

$22,940,857,825

Disclosures

Regulatory Event

16

Arbitration

13

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2025Cover PageReport
12/19/2024Cover PageReport
11/21/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 1997About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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