SW
Sean K. Werdlow
SIEBERT WILLIAMS SHANK & CO.
Detroit, MI 48226
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CRD#: 2603124
SW
Professional summary
Sean Kevin Werdlow, who also goes by Sean Werdlow, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in Detroit, Michigan.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1995. Sean has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sean Werdlow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sean Kevin Werdlow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2006 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 150 West Jefferson Ave Suite 1350, Detroit, MI 48226Office #2: 801 Brickell Ave. Suite 900, Miami, FL 33131Office #3: 3500 Lenox Road Suite 1500, Atlanta, GA 30326Office #4: 100 South 4th Street Suite 550, St Louis, MO 63102Office #5: 445 Dexter Avenue Suite 4050, Montgomery, AL 36104BD
CRD#: 42568
Detroit, MI
Past
April 13, 1995 - February 6, 1996
FIRST OF MICHIGAN CORPORATION
BD
CRD#: 311
DETROIT, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/17/2012)
RR
Georgia(12/17/2007)
RR
Illinois(5/23/2007)
RR
Louisiana(1/25/2013)
RR
Michigan(12/17/2007)
RR
Mississippi(1/25/2013)
RR
North Carolina(1/28/2013)
RR
Ohio(1/5/2007)
RR
South Carolina(1/25/2013)
RR
Texas(1/25/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SIEBERT WILLIAMS SHANK & CO., LLC
SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Wall Street 18th Floor, New York, NY 10005
Mailing Address
100 Wall Street 18th Floor, New York, NY 10005
Phone number
(646) 775-4850
Established
Delaware since 03/10/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568Detroit, MI 48226TRUST BUT VERIFY
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