Gregory F. Wolfe

CETERA INVESTMENT ADVISERS LLC

York, PA 17403

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CRD#: 2602460

Professional summary

Gregory Francis Wolfe is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in York, Pennsylvania and CETERA WEALTH SERVICES, LLC located in York, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: ORRSTOWN BANK DBA ORRSTOWN FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK / SECURITIES DBA; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR II - VP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SALES OF SECURITIES AND INSURANCE PRODUCTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Francis Wolfe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 105 Leader Heights Rd., York, PA 17403Office #2: 2510 Delta Road, Brogue, PA 17309Office #3: 2587 Cape Horn Road, Red Lion, PA 17356Office #4: 203 International Circle, Hunt Valley, MD 21030Office #5: One Market Way West Suite 101, York, PA 17401Office #6: 320 North Main Street, York, PA 17408

RIA

CRD#: 105644

York, PA

Current

September 13, 2024 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 105 Leader Heights Rd, York, PA 17403Office #2: 2510 Delta Road, Brogue, PA 17309Office #3: 2587 Cape Horn Road, Red Lion, PA 17356Office #4: 203 International Circle, Hunt Valley, MD 21030Office #5: One Market Way West Suite 101, York, PA 17401Office #6: 320 North Main Street, York, PA 17408

CRD#: 13572

YORK, PA

Past

November 22, 2016 - September 20, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

YORK, PA

Past

November 22, 2016 - September 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

YORK, PA

Past

May 12, 2015 - November 22, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

YORK, PA

Past

May 12, 2015 - November 22, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

YORK, PA

Past

January 2, 2009 - April 28, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

YORK, PA

Past

June 4, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

YORK, PA

Past

June 4, 2008 - April 28, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

YORK, PA

Past

March 18, 2008 - June 5, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

YORK, PA

Past

February 9, 2005 - June 5, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

YORK, PA

Past

May 1, 2003 - February 2, 2005

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

April 7, 1995 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/16/2024)

Delaware
(9/24/2024)

Florida
(9/16/2024)

Maryland
(9/20/2024)

IAR

Maryland
(11/21/2024)

New York
(9/17/2024)

Pennsylvania
(9/16/2024)

IAR

Pennsylvania
(9/16/2024)

Virginia
(9/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/6/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory F. Wolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Francis Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2008

Series 63

Date: 5/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/4/1996

Series 6

Date: 4/6/1995

Series 24

Date: 4/24/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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