Roger L. Johnson

WESTERN PACIFIC WEALTH MANAGEMENT, LP

Lake Forest, IL 60045

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CRD#: 260212

Professional summary

Roger Lane Johnson is a registered financial advisor currently at WESTERN PACIFIC WEALTH MANAGEMENT, LP located in Lake Forest, Illinois.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Roger has worked at 8 firms and has passed the Series 65, Series 63, PC, Series 000 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Lane Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2021 - Present

WESTERN PACIFIC WEALTH MANAGEMENT, LP

Office #1: 263 Market Square, Suite B, Lake Forest, IL 60045

RIA

CRD#: 152714

Lake Forest, IL

Past

November 10, 2009 - January 19, 2021

SUMMA GLOBAL ADVISORS, LLC

RIA

CRD#: 148713

CLACKAMAS, OR

Past

October 7, 2005 - October 2, 2008

COLDSTREAM WEALTH MANAGEMENT

RIA

CRD#: 108805

PORTLAND, OR

Past

October 27, 1993 - September 30, 2005

WESTERN PACIFIC INVESTMENT ADVISERS INC

RIA

CRD#: 105287

PORTLAND, OR

Past

June 30, 1983 - October 21, 1993

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

June 13, 1978 - July 1, 1983

HAMMERBECK AND COMPANY, INC.

CRD#: 1201

Past

July 18, 1973 - July 30, 1978

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 6, 1970 - September 20, 1973

DUPONT WALSTON, INCORPORATED

CRD#: 870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTERN PACIFIC WEALTH MANAGEMENT, LP

RANGER INTERNATIONAL MANAGEMENT, L.P. | WESTERN PACIFIC WEALTH MANAGEMENT, LP | WESTERN PACIFIC WEALTH MANAGEMENT

CRD#: 152714 / SEC#: 801-71679

RIA

Registered Investment Advisory firm - (9/16/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/30/2021)

IAR

Oregon
(9/15/2021)

IAR

Texas
(9/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

PC

Date: 6/30/1983

AMEX Put and Call Exam

General Industry/Product Exam

Series 000

Date: 9/25/1970

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 9/25/1970

Registered Representative Examination

Current Firm

WESTERN PACIFIC WEALTH MANAGEMENT, LP

RANGER INTERNATIONAL MANAGEMENT, L.P. | WESTERN PACIFIC WEALTH MANAGEMENT, LP | WESTERN PACIFIC WEALTH MANAGEMENT

CRD#: 152714 / SEC#: 801-71679

RIA

Registered Investment Advisory firm - (9/16/2010 Approved)

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Contact information

Main Address

263 Market Square Suite B, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 987-8015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2025) (3/24/2025)

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 217,341,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roger L. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Lane Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMA GLOBAL ADVISORS, LLC

COLDSTREAM WEALTH MANAGEMENT

WESTERN PACIFIC INVESTMENT ADVISERS INC

A. G. EDWARDS & SONS, INC.

HAMMERBECK AND COMPANY, INC.

E. F. HUTTON & COMPANY INC

DUPONT WALSTON, INCORPORATED

Primary Firm SEC Registration

WESTERN PACIFIC WEALTH MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/1993

Series 63

Date: 12/22/1986

PC

Date: 6/30/1983

Series 000

Date: 9/25/1970

Series 1

Date: 9/25/1970

Current Firm

WESTERN PACIFIC WEALTH MANAGEMENT, LP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTERN PACIFIC WEALTH MANAGEMENT, LP

TRUST BUT VERIFY

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