George Douglas Prosser
STRATEGIC ADVISERS | Vice President, Executive Planning Consultant
NEW HOPE, PA
CRD#: 2601686
Some features on this profile are disabled
George Douglas ProsserSTRATEGIC ADVISERS
Professional summary
George Douglas Prosser, who also goes by George Douglas Prosser, George Douglas Douglas Prosser, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New Hope, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Cincinnati, Ohio.
George Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. George Douglas has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Biography
I partner with Executives to ensure they understand and optimize their employer benefits. I take great pride in trying to improve the lives of the executives I support through a careful review of their goals and objectives. Using this consultative approach, my clients are able to tailor financial plans, customized to their needs. It's these plans that will help provide my clients, and their families, the freedom to enjoy and fully participate in their lives, both pre and post retirement.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Douglas Prosser | George Douglas Douglas Prosser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view George Douglas Prosser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Rider University
Bachelor of Business Administration - Finance
1994
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW HOPE, PA
Current
October 26, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209BD
CRD#: 7784
CINCINNATI, OH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CINCINNATI, OH
Past
November 8, 2010 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW HOPE, PA
Past
April 20, 2007 - October 8, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
PRINCETON, NJ
Past
April 20, 2007 - October 8, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
PRINCETON, NJ
Past
May 5, 2006 - January 30, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
PRINCETON, NJ
Past
July 31, 2003 - January 30, 2007
TD AMERITRADE, INC.
RIA
CRD#: 7870
PRINCETON, NJ
Past
January 16, 1996 - January 30, 2007
TD AMERITRADE, INC.
BD
CRD#: 7870
PRINCETON, NJ
Past
July 14, 1995 - October 25, 1995
L.C. WEGARD & CO., INC.
BD
CRD#: 3722
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2021)
RR
Arizona(11/5/2019)
RR
California(4/9/2013)
RR
Colorado(1/5/2018)
RR
Connecticut(1/3/2011)
RR
Delaware(1/5/2018)
RR
District of Columbia(11/5/2019)
RR
Florida(1/3/2011)
RR
Georgia(1/6/2017)
RR
Illinois(1/6/2017)
RR
Indiana(1/6/2017)
RR
Kansas(5/8/2025)
RR
Kentucky(1/6/2017)
RR
Louisiana(11/5/2019)
RR
Maine(2/12/2021)
RR
Maryland(8/21/2013)
RR
Massachusetts(4/9/2013)
RR
Michigan(1/5/2018)
RR
Minnesota(3/1/2024)
RR
Missouri(11/5/2019)
RR
Montana(5/8/2025)
RR
Nebraska(11/5/2019)
RR
Nevada(5/8/2025)
RR
New Hampshire(7/8/2022)
RR
New Jersey(10/26/2010)
RR
New York(10/26/2010)
RR
North Carolina(7/12/2019)
RR
Ohio(1/9/2017)
RR
Oregon(11/5/2019)
RR
Pennsylvania(10/26/2010)
IAR
Pennsylvania(3/31/2025)
RR
Rhode Island(1/3/2014)
RR
South Carolina(1/6/2017)
RR
Tennessee(11/5/2019)
RR
Texas(11/9/2016)
IAR
Texas(3/31/2025)
RR
Vermont(11/5/2019)
RR
Virginia(9/9/2011)
RR
Washington(5/3/2024)
RR
Wisconsin(5/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Loading...
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555New Hope, PATRUST BUT VERIFY
Monitor George Douglas Prosser
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
