Gregory M. Digeronimo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Mario Digeronimo was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 12 firms and has passed the Series 66, Series 63, Series 99TO, Series 72, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2022 - December 31, 2024
M. S. HOWELLS & CO.
July 31, 2019 - September 16, 2021
ICAPITAL MARKETS LLC
February 22, 2018 - September 19, 2019
NAVIAN CAPITAL SECURITIES LLC
January 3, 2018 - February 1, 2018
HORNOR, TOWNSEND & KENT, LLC
August 16, 2017 - February 1, 2018
HORNOR, TOWNSEND & KENT, LLC
December 20, 2013 - February 17, 2017
KEY INVESTMENT SERVICES LLC
December 20, 2013 - February 17, 2017
KEY INVESTMENT SERVICES LLC
November 25, 2013 - December 23, 2013
LPL FINANCIAL LLC
November 22, 2013 - December 23, 2013
LPL FINANCIAL LLC
July 1, 2011 - November 25, 2013
FIRSTMERIT ADVISORS, INC.
June 29, 2011 - November 19, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
March 23, 2010 - May 26, 2011
COREBRIDGE CAPITAL SERVICES, INC.
September 6, 2005 - March 15, 2010
AMFIN INVESTMENT SERVICES, INC.
September 1, 2005 - March 15, 2010
AMFIN INVESTMENT SERVICES, INC.
February 15, 2001 - August 17, 2005
THE HUNTINGTON INVESTMENT COMPANY
April 5, 1995 - March 2, 2001
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
