EC
Edgar A. Corral
FIDELITY BROKERAGE SERVICES LLC
Westlake, TX 76262
Some features on this profile are disabled
CRD#: 2601428
EC
Professional summary
Edgar Arellano Corral, CFP®, who also goes by Edgar Arellano Corral, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Edgar is registered as a RR (Registered Representative) and started their career in finance in 1995. Edgar has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Edgar Arellano Corral
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edgar Arellano Corral's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 1, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
May 29, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SAN FRANCISCO, CA
Past
March 14, 2005 - April 26, 2007
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SUNNYVALE, CA
Past
March 10, 2005 - April 26, 2007
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
SUNNYVALE, CA
Past
July 25, 2000 - March 23, 2005
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CAMPBELL, CA
Past
May 22, 2000 - March 23, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
August 25, 1999 - May 10, 2000
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
October 10, 1995 - September 1, 1999
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
May 16, 1995 - September 13, 1995
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/1/2008)
RR
Alaska(1/1/2008)
RR
Arizona(1/1/2008)
RR
Arkansas(1/1/2008)
RR
California(1/1/2008)
RR
Colorado(1/1/2008)
RR
Connecticut(1/1/2008)
RR
Delaware(1/1/2008)
RR
District of Columbia(1/1/2008)
RR
Florida(1/1/2008)
RR
Georgia(1/1/2008)
RR
Hawaii(1/1/2008)
RR
Idaho(1/1/2008)
RR
Illinois(1/1/2008)
RR
Indiana(1/1/2008)
RR
Iowa(1/1/2008)
RR
Kansas(1/1/2008)
RR
Kentucky(1/1/2008)
RR
Louisiana(1/1/2008)
RR
Maine(1/1/2008)
RR
Maryland(1/1/2008)
RR
Massachusetts(1/1/2008)
RR
Michigan(1/1/2008)
RR
Minnesota(1/1/2008)
RR
Mississippi(1/1/2008)
RR
Missouri(1/1/2008)
RR
Montana(1/1/2008)
RR
Nebraska(1/1/2008)
RR
Nevada(1/1/2008)
RR
New Hampshire(1/1/2008)
RR
New Jersey(1/1/2008)
RR
New Mexico(1/1/2008)
RR
New York(1/1/2008)
RR
North Carolina(1/1/2008)
RR
North Dakota(1/1/2008)
RR
Ohio(1/1/2008)
RR
Oklahoma(1/1/2008)
RR
Oregon(1/1/2008)
RR
Pennsylvania(1/1/2008)
RR
Puerto Rico(1/1/2008)
RR
Rhode Island(1/1/2008)
RR
South Carolina(1/1/2008)
RR
South Dakota(1/1/2008)
RR
Tennessee(1/1/2008)
RR
Texas(1/1/2008)
RR
Utah(1/1/2008)
RR
Vermont(1/1/2008)
RR
Virginia(1/1/2008)
RR
Washington(1/1/2008)
RR
West Virginia(1/1/2008)
RR
Wisconsin(1/1/2008)
RR
Wyoming(1/1/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/17/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
