Lance A. Schiff
Professional summary
Lance Aaron Schiff, CFP®, who also goes by Lance A Schiff, Lance Schiff, is a registered financial advisor currently at J.P. MORGAN PRIVATE INVESTMENTS INC. located in New York, New York.
Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Lance has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lance Aaron Schiff's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2024 - Present
J.P. MORGAN PRIVATE INVESTMENTS INC.
Office #1: 390 Madison Ave, New York, NY 10017October 1, 2008 - May 23, 2014
J.P. MORGAN SECURITIES LLC
May 1, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
April 19, 2001 - May 1, 2001
JPMSI
March 7, 2000 - April 25, 2001
J. P. MORGAN ADVISORY SERVICES INC.
August 20, 1999 - March 7, 2000
JPMSI
July 18, 1996 - February 4, 1998
RESRV PARTNERS, INC.
August 14, 1995 - November 11, 1996
MILLENNIUM SECURITIES CORP.
Primary Firm SEC Registration
J.P. MORGAN PRIVATE INVESTMENTS INC.
CRD#: 110186 / SEC#: 801-41088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2024)
Exams
Current Firm
J.P. MORGAN PRIVATE INVESTMENTS INC.
CRD#: 110186 / SEC#: 801-41088
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,099,136 |
| AUM (Assets Under Management) | $ 375,626,396,352 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
