Wesley J. Johnson
Professional summary
Wesley James Johnson JR, who also goes by Jamie Johnson Jr, Wesley J Johnson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in East Hartford, Connecticut and CETERA INVESTMENT SERVICES LLC located in East Hartford, Connecticut.
Wesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Wesley has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley James Johnson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 111 Founders Plaza Suite 300, East Hartford, CT 06108June 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 111 Founders Plaza Suite 300, East Hartford, CT 06108July 22, 2016 - June 24, 2019
FORESTERS ADVISORY SERVICES, LLC
March 27, 1995 - June 24, 2019
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2019)
(6/19/2019)
(6/21/2019)
(6/21/2019)
(6/21/2019)
(6/21/2019)
(6/21/2019)
(5/1/2023)
(6/21/2019)
(6/21/2019)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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