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RE

Roger C. Eubanks

FRANKLIN STREET ADVISORS
CHAPEL HILL, NC 27517
Some features on this profile are disabled
CRD#: 2601243
RE

Professional summary

Roger Carlan Eubanks is a registered financial advisor currently at FRANKLIN STREET ADVISORS INC. located in Chapel Hill, North Carolina.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Roger has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Carlan Eubanks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2006 - Present

FRANKLIN STREET ADVISORS INC.

Office #1: 1450 Raleigh Rd. Suite 300, Chapel Hill, NC 27517
RIA
CRD#: 106275
CHAPEL HILL, NC
Past

November 6, 2002 - February 10, 2015

FRANKLIN STREET SECURITIES, INC.

BD
CRD#: 26755
CHAPEL HILL, NC
Past

December 31, 2000 - October 1, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
GREENSBORO, NC
Past

November 15, 1996 - October 1, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 11, 1995 - November 18, 1996

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FRANKLIN STREET ADVISORS INC.
FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.

CRD#: 106275 / SEC#: 801-39635

RIA
Registered Investment Advisory firm - (8/15/1991 Approved)
North Carolina
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/9/2006)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/15/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/10/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/27/2014
Registered Options Principal Examination

Current Firm

FS
FRANKLIN STREET ADVISORS INC.
FRANKLIN STREET ADVISORS INC. | FRANKLIN STREET ASSET MANAGEMENT, LLC | FRANKLIN STREET ADVISORS, INC.

CRD#: 106275 / SEC#: 801-39635

RIA
Registered Investment Advisory firm - (8/15/1991 Approved)
North Carolina
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833
Mailing Address
Phone number
(919) 489-2600
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FRANKLIN STREET ADVISORS FORM ADV PART 2A BROCHURE MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts1,613
AUM (Assets Under Management)$ 3,930,236,135

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/14/2026
Cover Page
Report
02/24/2025
Cover Page
Report
08/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN STREET ADVISORS INC.

CRD#: 106275Chapel Hill, NC 27517

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