Carolyn R. Ham

LIONSBRIDGE WEALTH MANAGEMENT LLC

Jacksonville Beach, FL 32250

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CRD#: 2601189

Professional summary

Carolyn Renee Ham, who also goes by Carolyn Renee Townsend, Carolyn Renee Wright, is a registered financial advisor currently at LIONSBRIDGE WEALTH MANAGEMENT LLC located in Jacksonville Beach, Florida.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Carolyn has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carolyn Renee Townsend | Carolyn Renee Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIONSBRIDGE CAPITAL, LLC. NON-INVESTMENT-RELATED. 4230 PABLO PROFESSIONAL COURT, SUITE 202, JACKSONVILLE BEACH FL 32224. AUTHORIZED MEMBER, PERFORMS LIMITED ADMINISTRATIVE TASKS INCLUDING BASIC BOOKKEEPING AND ANNUAL REPORT FILING. START DATE: 01/2009. 1 HOURS PER MONTH. 2)LIONSBRIDGE INSURANCE, LLC. NON-INVESTMENT-RELATED. 4230 PABLO PROFESSIONAL COURT, SUITE 202, JACKSONVILLE BEACH FL 32224. AUTHORIZED MEMBER, PERFORMS LIMITED ADMINISTRATIVE TASKS INCLUDING BASIC BOOKKEEPING AND ANNUAL REPORT FILING. START DATE: 01/2009. 1 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Renee Ham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2009 - Present

LIONSBRIDGE WEALTH MANAGEMENT LLC

Office #1: 1514 Roberts Drive, Jacksonville Beach, FL 32250

RIA

CRD#: 149019

Jacksonville Beach, FL

Past

November 5, 2013 - December 31, 2014

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

JACKONVILLE, FL

Past

November 24, 2010 - October 25, 2011

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

JACKSONVILLE, FL

Past

April 2, 2007 - December 2, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

JACKSONVILLE, FL

Past

April 2, 2007 - December 2, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

JACKSONVILLE, FL

Past

October 7, 1997 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

JACKSONVILLE, FL

Past

October 1, 1997 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIONSBRIDGE WEALTH MANAGEMENT LLC

LIONSBRIDGE ASSET MANAGEMENT, LLC | LIONSBRIDGE WEALTH MANAGEMENT LLC

CRD#: 149019 / SEC#: 801-113258

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Florida

Registered Investment Advisory firm - (5/31/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (5/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/10/2009)

IAR

Texas
(4/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/19/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 9/21/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

LIONSBRIDGE WEALTH MANAGEMENT LLC

LIONSBRIDGE ASSET MANAGEMENT, LLC | LIONSBRIDGE WEALTH MANAGEMENT LLC

CRD#: 149019 / SEC#: 801-113258

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Florida

Registered Investment Advisory firm - (5/31/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (5/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/31/2018 Terminated)

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Contact information

Main Address

1514 Roberts Drive, Jacksonville Beach, FL 32250

Mailing Address

Phone number

(904) 897-0390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 132,260,621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carolyn R. Ham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Renee Ham's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROWTH CAPITAL SERVICES, INC.

GROWTH CAPITAL SERVICES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LIONSBRIDGE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2004

Series 63

Date: 1/26/2004

SIE

Date: 12/31/2014

Series 7

Date: 9/30/1997

Series 9

Date: 12/19/2001

Series 10

Date: 9/21/2001

Current Firm

LIONSBRIDGE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIONSBRIDGE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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