Marilynn Diane Rowley
Professional Summary
Marilynn Diane Rowley was a registered financial advisor. Marilynn was a previously registered financial professional and started their career in finance 1998 - 2003. Marilynn had worked at 2 firms and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CHERRY TREE & ASSOCIATES, LLC | CTD SECURITIES, LLC | CHERRY TREE SECURITIES, LLC
Contact Information
Main Address
301 Carlson Parkway Suite103, Minnetonka, MN 55305Mailing Address
301 Carlson Parkway Suite 103, Minnetonka, MN 55305Phone Number
(952) 893-9012Established
Minnesota since 07/27/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADAM SMITH COMPANIES, LLC | MEMBER | — |
| STOFER, GORDON FAIRCHILD JR | EXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER | 1514353 |
| JOHNSON, CHAD ERIC | MANAGING PARTNER, MEMBER, CO-CEO | 2326438 |
| LATZKE, DAVID GERALD | MANAGING PARTNER, MEMBER, CO-CEO | 5291398 |
| BORTNEM, JANE MARIE | FINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER | 4451428 |
| GUSENIUS, MIKKEL STEPHEN | MANAGING DIRECTOR, MEMBER | 5364764 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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