Marilynn D. Rowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilynn Diane Rowley was a registered financial professional .
Marilynn is a previously registered financial professional and started their career in finance in 1998. Marilynn had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2001 - July 29, 2003
CHERRY TREE & ASSOCIATES, LLC
June 8, 1998 - July 28, 2014
TRIPLETREE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHERRY TREE & ASSOCIATES, LLC
CRD#: 115151 / SEC#: , 8-53469
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADAM SMITH COMPANIES, LLC | MEMBER | |
| STOFER, GORDON FAIRCHILD JR | EXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER | 1514353 |
| JOHNSON, CHAD ERIC | MANAGING PARTNER, MEMBER, CO-CEO | 2326438 |
| LATZKE, DAVID GERALD | MANAGING PARTNER, MEMBER, CO-CEO | 5291398 |
| BORTNEM, JANE MARIE | FINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER | 4451428 |
| GUSENIUS, MIKKEL STEPHEN | MANAGING DIRECTOR, MEMBER | 5364764 |
Red Flags
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