Louisa H. Quarto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louisa Hall Quarto, who also goes by Louisa Van Natta Hall, was a registered financial professional .
Louisa is a previously registered financial professional and started their career in finance in 1995. Louisa had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2008 - January 21, 2016
REALTY CAPITAL SECURITIES, LLC
January 3, 1997 - April 9, 2008
CAREY FINANCIAL, LLC
June 14, 1995 - September 24, 1996
KOKUSAI AMERICA INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
REALTY CAPITAL SECURITIES, LLC
CRD#: 145454 / SEC#: , 8-67727
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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