Thomas J. Raleigh

STRATEGIC ADVISERS LLC

MALVERNE, NY

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CRD#: 2599296

Professional summary

Thomas Joseph Raleigh, who also goes by Thomas J Raleigh, Thomas J. Raleigh, Thomas Raleigh, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Malverne, New York and FIDELITY BROKERAGE SERVICES LLC located in Garden City, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas J Raleigh | Thomas J. Raleigh | Thomas Raleigh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Leo's Tavern Investment related: No Address: 190 Seventh St. Garden City NY 11530 Nature of the other business: Restaurant Position/Title/Relationship: Employee/Contractor Start Date: 05/18/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Help out a friend and cousins restaurant on an Ad Hoc Basis. This is completely separate from my role at JPMC and does not interfere with my daily work functions. It is not during banker hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Raleigh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1130 Franklin Avenue, Garden City, NY 11530

RIA

CRD#: 104555

MALVERNE, NY

Current

May 1, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1130 Franklin Avenue, Garden City, NY 11530

CRD#: 7784

Garden City, NY

Past

May 14, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

GARDEN CITY, NY

Past

September 7, 2023 - April 17, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

GARDEN CITY, NY

Past

September 7, 2023 - April 17, 2024

CRD#: 127042

LAKE SUCCESS, NY

Past

February 16, 2000 - January 2, 2004

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

November 26, 1997 - August 18, 1999

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/3/2024)

Colorado
(9/9/2025)

Connecticut
(7/26/2024)

Florida
(7/17/2024)

IAR

Florida
(3/31/2025)

Georgia
(9/3/2024)

Massachusetts
(7/26/2024)

Nevada
(9/12/2024)

New Jersey
(7/26/2024)

New York
(5/1/2024)

IAR

New York
(3/31/2025)

North Carolina
(7/26/2024)

Pennsylvania
(7/26/2024)

South Carolina
(8/5/2024)

Texas
(9/3/2024)

IAR

Texas
(3/31/2025)

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Raleigh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Raleigh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

GREENPOINT SECURITIES LLC

ESSEX NATIONAL SECURITIES, LLC

CANTOR FITZGERALD SECURITIES

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2005

Series 63

Date: 3/2/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/25/2003

Series 6

Date: 2/11/2000

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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