Adam Riback
STRATEGIC ADVISERS LLC | Investment Solutions Representative III
GREENWOOD LAKE, NY
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CRD#: 2598577
Professional summary
Adam Riback, who also goes by Adam Steven Riback, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Greenwood Lake, New York and FIDELITY BROKERAGE SERVICES LLC located in Nanuet, New York.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Adam has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Biography
As your Investment Consultant, I will partner with you to understand your short- and long-term goals and help you build a financial plan that is customized to meet your unique needs. Forming strong Fidelity relationships with our clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Steven Riback
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-59825|OrgNmn:Adam Riback & Associates|Org Addr:Brooklyn,New York,US|OBA Nature:Underwater Leak Detection|Invst Rel:N|Title:Sole Proprietor|Duties:Inspect a pool and find and repair the leak|StrtDt:06-01-21|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Adam Riback's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
College for Financial Planning
Chartered Retirement Planning Councelor - Retirement
2021
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2142 Fashion Drive, Nanuet, NY 10954RIA
CRD#: 104555
GREENWOOD LAKE, NY
Current
June 7, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2142 Fashion Drive, Nanuet, NY 10954BD
CRD#: 7784
Nanuet, NY
Past
July 2, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BROOKLYN, NY
Past
July 9, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Brooklyn, NY
Past
July 5, 2019 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
Brooklyn, NY
Past
July 2, 2019 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
Brooklyn, NY
Past
January 15, 2019 - June 20, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
New York, NY
Past
January 13, 2016 - June 20, 2019
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
NEW YORK, NY
Past
June 7, 2001 - November 18, 2015
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
July 13, 1998 - June 18, 2001
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
May 19, 1998 - June 26, 1998
EMERSON BENNETT & ASSOCIATES
BD
CRD#: 36171
FT. LAUDERDALE, FL
Past
December 4, 1997 - February 10, 1998
BRAUER & ASSOCIATES, INC.
BD
CRD#: 18278
ST. PETERSBURG, FL
Past
November 22, 1996 - December 2, 1997
MEYERS POLLOCK ROBBINS, INC.
BD
CRD#: 13436
NEW YORK, NY
Past
August 7, 1995 - November 19, 1996
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
BROOKLYN, NY
Past
May 15, 1995 - August 8, 1995
BLUESTONE CAPITAL CORP.
BD
CRD#: 13516
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/28/2021)
RR
Arizona(6/28/2021)
RR
California(6/28/2021)
RR
Colorado(6/28/2021)
RR
Connecticut(6/28/2021)
RR
Delaware(6/28/2021)
RR
District of Columbia(6/28/2021)
RR
Florida(6/28/2021)
RR
Georgia(6/28/2021)
RR
Hawaii(6/28/2021)
RR
Idaho(6/28/2021)
RR
Illinois(6/28/2021)
RR
Maine(6/29/2021)
RR
Maryland(6/29/2021)
RR
Massachusetts(6/28/2021)
RR
Michigan(6/28/2021)
RR
Minnesota(6/28/2021)
RR
Montana(6/28/2021)
RR
Nevada(6/28/2021)
RR
New Hampshire(6/28/2021)
RR
New Jersey(6/28/2021)
RR
New Mexico(6/28/2021)
RR
New York(6/7/2021)
IAR
New York(3/31/2025)
RR
North Carolina(6/28/2021)
RR
Ohio(6/29/2021)
RR
Pennsylvania(6/28/2021)
RR
Puerto Rico(6/28/2021)
RR
Rhode Island(6/28/2021)
RR
South Carolina(6/28/2021)
RR
Tennessee(6/28/2021)
RR
Texas(6/28/2021)
IAR
Texas(3/31/2025)
RR
Utah(6/28/2021)
RR
Vermont(6/28/2021)
RR
Virgin Islands(6/28/2021)
RR
Virginia(6/28/2021)
RR
Washington(6/28/2021)
RR
Wisconsin(6/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment Solutions Representative IIICRD#: 104555Greenwood Lake, NYTRUST BUT VERIFY
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Contact information
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