Andrea F. Pisacane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrea Francesco Pisacane was a registered financial professional .
Andrea is a previously registered financial professional and started their career in finance in 1997. Andrea had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2007 - October 24, 2017
EMPIRE ASSET MANAGEMENT COMPANY
October 12, 2006 - June 4, 2007
NATIONAL SECURITIES CORPORATION
October 3, 2006 - October 16, 2006
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 21, 2004 - October 3, 2006
AURA FINANCIAL SERVICES, INC.
May 10, 2004 - June 23, 2004
FIRST MONTAUK SECURITIES CORP.
October 6, 2003 - May 6, 2004
J.P.R. CAPITAL CORP.
October 1, 2002 - March 12, 2003
WORLDCO, L.L.C.
November 10, 1997 - May 30, 2002
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/30/2003
Limited Representative-Equity Trader ExamCurrent Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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