James A. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Aloysius Martin III, who also goes by James Martin, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2004. James had worked at 2 firms and has passed the Series 63, Series 65 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2012 - May 2, 2014
FRONTIER SOLUTIONS, LLC
September 21, 2004 - December 31, 2015
STERLING INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRONTIER SOLUTIONS, LLC
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
