Kevin M. Segrell

MISCHLER FINANCIAL GROUP

IRVINE, CA 92612

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CRD#: 2597415

Professional summary

Kevin Matthew Segrell is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Irvine, California.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1995. Kevin has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2020 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Office #2: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

CRD#: 37818

IRVINE, CA

Past

July 16, 2018 - March 13, 2020

GREAT PACIFIC SECURITIES

CRD#: 29251

COSTA MESA, CA

Past

October 12, 2015 - August 23, 2017

LADENBURG THALMANN & CO. INC.

CRD#: 505

IRVINE, CA

Past

June 4, 2009 - October 19, 2015

GILFORD SECURITIES INCORPORATED

CRD#: 8076

IRVINE, CA

Past

May 2, 2009 - May 15, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

IRVINE, CA

Past

September 23, 2008 - May 2, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

August 8, 2007 - May 30, 2008

GREAT PACIFIC SECURITIES

CRD#: 29251

COSTA MESA, CA

Past

February 28, 2002 - July 18, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

January 3, 2002 - February 20, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

April 7, 1995 - January 16, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/17/2020)

Connecticut
(2/23/2022)

Massachusetts
(6/28/2023)

New York
(4/17/2020)

Oklahoma
(6/18/2020)

Texas
(8/18/2022)

Exams

State Security Law Exam

Series 63

Date: 5/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISCHLER FINANCIAL GROUP, INC.

DILTANA COMPANY, INC. | MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818 / SEC#: , 8-48067

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Mailing Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Phone number

(949) 720-0640

Established

California since 11/22/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHAMBERLAIN, DEAN ARTHUR	CHIEF EXECUTIVE OFFICER / DIRECTOR/ CHAIRMAN	2262338
HOLMES, DOYLE LAVERN	PRESIDENT, CHIEF OPERATION OFFICER-FINOP, CHIEF COMPLIANCE OFFICER, DIRECTOR	1556260
GTS FINANCIAL LLC	OWNER

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Segrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Matthew Segrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT PACIFIC SECURITIES

LADENBURG THALMANN & CO. INC.

GILFORD SECURITIES INCORPORATED

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

GREAT PACIFIC SECURITIES

BROOKSTREET SECURITIES CORPORATION

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/6/1995

FINRA

Current Firm

MISCHLER FINANCIAL GROUP, INC.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MISCHLER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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