Shannon R. Hogan
Professional summary
Shannon Renee Hogan, who also goes by Shannon Henderson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Columbia, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Columbia, Maryland.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Shannon has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Renee Hogan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 10500 Little Patuxent Parkway Suite 305, Columbia, MD 21044October 27, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 10500 Little Patuxent Pkwy Ste 450, Columbia, MD 21044October 27, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 18, 2012 - August 25, 2015
EDWARD JONES
January 18, 2012 - August 25, 2015
EDWARD JONES
September 25, 2008 - November 30, 2011
WELLS FARGO CLEARING SERVICES, LLC
March 13, 2008 - November 30, 2011
WELLS FARGO CLEARING SERVICES, LLC
September 7, 2006 - March 25, 2008
CETERA INVESTMENT SERVICES LLC
January 19, 2005 - January 3, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
June 30, 2003 - July 1, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
September 27, 2001 - July 1, 2003
ESSEX NATIONAL SECURITIES, LLC
March 30, 1995 - December 23, 1999
ALLFIRST BROKERAGE CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2022)
(7/21/2016)
(7/21/2016)
(7/21/2016)
(1/7/2016)
(1/7/2016)
(7/21/2016)
(7/21/2016)
(10/27/2015)
(1/7/2016)
(7/21/2016)
(8/13/2018)
(9/6/2022)
(7/26/2016)
(7/21/2016)
(9/6/2022)
(9/6/2022)
(9/6/2022)
(7/21/2016)
(7/21/2016)
(10/27/2015)
(9/12/2016)
(7/21/2016)
(7/21/2016)
(7/21/2016)
(9/6/2022)
(7/27/2016)
(7/21/2016)
(9/6/2022)
(7/21/2016)
(7/21/2016)
(1/7/2016)
(9/6/2022)
(7/21/2016)
(1/8/2016)
(9/6/2022)
(1/8/2016)
(9/6/2022)
(7/21/2016)
(1/7/2016)
(9/6/2022)
(7/21/2016)
(7/21/2016)
(9/6/2022)
(7/21/2016)
(1/7/2016)
(9/6/2022)
(9/6/2022)
(9/6/2022)
(10/27/2015)
(7/21/2016)
(1/7/2016)
(7/21/2016)
(9/6/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
