Nimit S. Savani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nimit Suryakant Savani was a registered financial professional .
Nimit is a previously registered financial professional and started their career in finance in 2004. Nimit had worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2025 - December 18, 2025
CAPTIVEX SECURITIES LLC
October 18, 2021 - October 3, 2022
VELOCITY CAPITAL, LLC
February 5, 2019 - February 12, 2021
U.S. STERLING SECURITIES, INC.
September 21, 2012 - March 28, 2017
UNITED FIRST PARTNERS LLC
May 27, 2011 - July 24, 2012
RODMAN & RENSHAW, LLC
September 7, 2010 - May 27, 2011
HUDSON SECURITIES,INC.
November 24, 2008 - August 19, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
October 28, 2004 - July 31, 2008
LOUIS CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/5/2025
General Securities Representative ExaminationSeries 57TO
Date: 8/5/2025
Securities Trader ExamCurrent Firm
CAPTIVEX SECURITIES LLC
CRD#: 332134 / SEC#: , 8-71257
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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