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NS

Nimit S. Savani

CAPTIVEX SECURITIES LLC
WINTER PARK, FL 32792
Some features on this profile are disabled
CRD#: 2596899
NS

Professional summary


Nimit Suryakant Savani is a registered financial professional currently at CAPTIVEX SECURITIES LLC located in Winter Park, Florida.

Nimit is registered as a RR (Registered Representative) and started their career in finance in 2004. Nimit has worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nimit Suryakant Savani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 5, 2025 - Present

CAPTIVEX SECURITIES LLC

Office #1: 2431 Aloma Avenue Suite 144, Winter Park, FL 32792
BD
CRD#: 332134
WINTER PARK, FL
Past

October 18, 2021 - October 3, 2022

VELOCITY CAPITAL, LLC

BD
CRD#: 171810
NEW YORK, NY
Past

February 5, 2019 - February 12, 2021

U.S. STERLING SECURITIES, INC.

BD
CRD#: 35912
HAUPPAUGE, NY
Past

September 21, 2012 - March 28, 2017

UNITED FIRST PARTNERS LLC

BD
CRD#: 155456
NY, NY
Past

May 27, 2011 - July 24, 2012

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
JERSEY CITY, NJ
Past

September 7, 2010 - May 27, 2011

HUDSON SECURITIES,INC.

BD
CRD#: 10467
JERSEY CITY, NJ
Past

November 24, 2008 - August 19, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY
Past

October 28, 2004 - July 31, 2008

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/5/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 3/24/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/5/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/5/2025
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CAPTIVEX SECURITIES LLC
CAPTIVEX SECURITIES LLC

CRD#: 332134 / SEC#: , 8-71257

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792
Mailing Address
P O Box 63245, Philadelphia, PA 19114
Phone number
(215) 620-6250
Established
Delaware since 05/24/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CAPTIVEX SECURITIES HOLDINGS LLCOWNER
HEALY, DANIEL CHARLESCEO2364020
ONESTO, RICHARD ERNESTFINOP2453096
SHORTALL, CAROL ANNCHIEF COMPLIANCE OFFICER2289950

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPTIVEX SECURITIES LLC

CRD#: 332134Winter Park, FL 32792

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