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Nimit Suryakant Savani

CRD# 2596899·Registered 2004 - 2025
Previously Registered: Being a previously registered professional could mean that Nimit is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nimit Suryakant Savani was a registered financial advisor. Nimit was a previously registered financial professional and started their career in finance 2004 - 2025. Nimit had worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

Past

CAPTIVEX SECURITIES LLCPast·CRD# 332134
BD
Winter Park, FL
August 5, 2025 - December 18, 2025
VELOCITY CAPITAL, LLCPast·CRD# 171810
BD
New York, NY
October 18, 2021 - October 3, 2022
U.S. STERLING SECURITIES, INC.Past·CRD# 35912
BD
Hauppauge, NY
February 5, 2019 - February 12, 2021
UNITED FIRST PARTNERS LLCPast·CRD# 155456
BD
Ny, NY
September 21, 2012 - March 28, 2017
RODMAN & RENSHAW, LLCPast·CRD# 16415
BD
Jersey City, NJ
May 27, 2011 - July 24, 2012
HUDSON SECURITIES,INC.Past·CRD# 10467
BD
Jersey City, NJ
September 7, 2010 - May 27, 2011
LIGHTHOUSE FINANCIAL GROUP, LLCPast·CRD# 103734
BD
New York, NY
November 24, 2008 - August 19, 2010
LOUIS CAPITAL MARKETS, LLCPast·CRD# 48013
BD
New York, NY
October 28, 2004 - July 31, 2008

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Current Firm

CS
CAPTIVEX SECURITIES LLC

CAPTIVEX SECURITIES LLC

CRD#: 332134 / SEC#: 8-71257
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2431 Aloma Avenue Suite 144, Winter Park, FL 32792

Mailing Address

2431 Aloma Avenue Suite 144, Winter Park, FL 32792

Phone Number

(888) 696-0771

Established

Delaware since 05/24/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAPTIVEX SECURITIES HOLDINGS LLCOWNER—
BYRNE, JOHN MICHAEL JRCHIEF COMPLIANCE OFFICER1255284
HEALY, DANIEL CHARLESCEO2364020
ONESTO, RICHARD ERNESTFINOP2453096

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2005About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2025About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Aug 2025About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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