Jerre P. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerre Paul Johnson SR was a registered financial advisor .
Jerre is a previously registered financial advisor and started their career in finance in 1972. Jerre had worked at 5 firms and has passed the Series 65, Series 63, Series 1, Series 8 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2009 - August 23, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 18, 2008 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 2, 2008 - August 23, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 6, 1988 - December 31, 2007
RAYMOND JAMES & ASSOCIATES, INC.
April 19, 1988 - December 31, 2007
RAYMOND JAMES & ASSOCIATES, INC.
April 4, 1977 - March 24, 1988
HALLIBURTON & ASSOCIATES, INC.
June 22, 1972 - December 21, 1974
FIRST ALABAMA SECURITIES INC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/16/1972
Registered Representative ExaminationSeries 8
Date: 9/15/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Series 40
Date: 5/11/1978
Registered Principal ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
