Steven J. Goulart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jeffery Goulart, who also goes by Steve Goulart, Steven Jeffrey Goulart, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1995. Steven had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2017 - September 1, 2023
METLIFE INVESTMENTS SECURITIES, LLC
April 30, 2013 - July 1, 2016
MSI FINANCIAL SERVICES, INC.
June 16, 2008 - April 30, 2013
WALNUT STREET SECURITIES, INC.
July 13, 2001 - July 5, 2006
J.P. MORGAN SECURITIES LLC
February 24, 1998 - June 22, 2001
MORGAN STANLEY & CO. LLC
March 22, 1995 - February 25, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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