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Daniel Robert Hemberger

CANTOR FITZGERALD & CO.
San Francisco, CA
·CRD# 2594760·23 years experience

Professional Summary

Daniel Robert Hemberger, who also goes by Dan Hemberger, is a registered financial advisor currently at CANTOR FITZGERALD & CO. located in San Francisco, California. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Hemberger

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

CANTOR FITZGERALD & CO.·CRD# 134
BD
One Sansome St. 41st Floor, San Francisco, CA 94104
August 20, 2026 - Present
COHEN & STEERS SECURITIES, LLC·CRD# 29258
BD
New York, NY
April 21, 2022 - August 17, 2026
PUTNAM INVESTMENT MANAGEMENT, LLC·CRD# 106629
RIA
Boston, MA
December 24, 2019 - April 22, 2022
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
May 16, 2011 - April 22, 2022
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Town And Country, MO
April 29, 2008 - May 11, 2011
CHARLES RIVER BROKERAGE, LLC·CRD# 132267
BD
Burlington, MA
May 8, 2007 - April 16, 2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
November 21, 1996 - April 29, 1999
BANKBOSTON INVESTOR SERVICES, INC.·CRD# 36369
BD
Boston, MA
April 12, 1995 - October 30, 1996

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Current Firm

CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO.

CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

110 East 59th Street 4th Floor, New York, NY, 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY, 10022

Phone Number

(212) 938-5000

Established

New York since 09/25/1992

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CFS CF & CO I HOLDINGS, L.P.MANAGING GENERAL PARTNER—
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
BANDELIER, PASCAL DANIELCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES4424051
CFLP CF&CO I HOLDINGS, L.P.LIMITED PARTNER—
KELLY, SAGE NOLANCO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING2528122
MERKEL, STEPHEN MARCUSEXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY2366318
SALINAS, DANNYCHIEF FINANCIAL OFFICER6184109
SHIELDS, WILLIAM MICHAELCHIEF COMPLIANCE OFFICER2380166
WALL, CHRISTIAN DOUGLASCO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME2751397

Disclosures

Regulatory Event

97

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/20/2026)
RR
New York
(8/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2008About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Robert Hemberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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