Jennifer J. Shields
Professional summary
Jennifer Jo Shields, who also goes by Jennifer J Bozell, Jennifer Jo Bozell, Jennifer Jo Brinkman, Jennifer Jo Perigo, Jennifer Jo Riley, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1995. Jennifer has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Jo Shields's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 4, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
April 30, 2008 - October 17, 2016
FIFTH THIRD SECURITIES, INC.
October 7, 2004 - October 17, 2016
FIFTH THIRD SECURITIES, INC.
January 16, 2003 - October 12, 2004
NATCITY INVESTMENTS, INC.
July 10, 2001 - December 11, 2001
FIDUCIAL INVESTMENT ADVISORS, INC.
August 8, 2000 - June 25, 2001
ONB INVESTMENT SERVICES, INC.
June 23, 1998 - February 27, 2000
CUNA BROKERAGE SERVICES, INC.
January 20, 1998 - June 15, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 18, 1995 - January 5, 1998
CUNA BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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