KR
Keith E. Robinson
CETERA INVESTMENT ADVISERS LLC
METAIRIE, LA 70002
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CRD#: 2594142
KR
Professional summary
Keith Edward Robinson, CFP®, who also goes by Keith Robinson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Metairie, Louisiana and CETERA WEALTH SERVICES, LLC located in Metairie, Louisiana.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Keith has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Robinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMPASS CAPITAL MANAGEMENT FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/18/2019 ADDRESS: 3445 N. Causeway Blvd., Suite 1000, Metairie LA 70002, United States DESCRIPTION: Firm level fixed insurance 2) FINRA ARBITRATOR POSITION: Panel of Neutrals/Arbitrator NATURE: Arbitrator INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2004 ADDRESS: Boca Center Tower, 52 Town Center Circle, Boca Raton FL 33486, United States DESCRIPTION: Compensation is 0.01% of annual income. I am a FINRA Arbitrator since 2004. I have not served on a panel for about the last 5 years. However, I have a new case which I received last week (11/2019). I sit on a panel and arbitrate investment issues for our Self Regulatory organization. I assume this one case usually involves a one hour pre-hearing call and then a full day hearing. 3) BLASTER SERVICES, LLC. POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2019 ADDRESS: 14375 BLUFF PASS DR, Prairieville LA 70769, United States DESCRIPTION: 100% owner in a commercial construction business. 4) NAME OF OTHER BUSINESS: KER HOLDINGS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 5/2024; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Keith Edward Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3445 North Causeway Blvd Ste 1000, Metairie, LA 70002RIA
CRD#: 105644
METAIRIE, LA
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3445 N. Causeway Blvd. Suite 1000, Metairie, LA 70002BD
CRD#: 13572
METAIRIE, LA
Past
December 5, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
METAIRIE, LA
Past
December 5, 2019 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
METAIRIE, LA
Past
March 19, 2019 - July 24, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BATON ROUGE, LA
Past
March 19, 2019 - July 24, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BATON ROUGE, LA
Past
November 24, 2004 - March 12, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
METAIRIE, LA
Past
November 10, 2004 - March 12, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
METAIRIE, LA
Past
February 10, 1998 - August 4, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
January 24, 1997 - January 7, 1998
AMERICAN FRONTEER FINANCIAL CORPORATION
BD
CRD#: 1398
DENVER, CO
Past
June 22, 1995 - February 3, 1997
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(8/10/2023)
IAR
Louisiana(8/10/2023)
RR
Mississippi(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Metairie, LA 70002TRUST BUT VERIFY
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