Christopher P. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Russell, who also goes by Chris Russell, Christopher P Russell, Christopher P. Russell, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2023 - December 13, 2024
AMERICAN TRUST INVESTMENT SERVICES, INC.
January 11, 2008 - February 1, 2023
LASALLE ST SECURITIES, L.L.C.
May 18, 2004 - June 29, 2006
AMERITAS INVESTMENT COMPANY, LLC
January 14, 2002 - May 22, 2002
LASALLE ST SECURITIES, L.L.C.
December 3, 1999 - September 12, 2001
AMERIPRISE ADVISOR SERVICES, INC.
June 10, 1999 - September 27, 1999
JWGENESIS FINANCIAL GROUP, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/3/2023
Operations Professional ExaminationSeries 52TO
Date: 2/3/2023
Municipal Securities Representative ExaminationCurrent Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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