Thomas S. Kingsley

STRATEGIC ADVISERS LLC

UPPER SADDLE RIVER, NJ

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CRD#: 2593932

Professional summary

Thomas S. Kingsley, who also goes by Thomas Steven Kingsley, Thomas Kingsley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Upper Saddle River, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Thomas has worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Steven Kingsley | Thomas Kingsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas S. Kingsley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

UPPER SADDLE RIVER, NJ

Current

December 23, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917

CRD#: 7784

Smithfield, RI

Past

February 18, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

UPPER SADDLE RIVER, NJ

Past

October 14, 2016 - March 5, 2019

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

April 20, 2009 - November 16, 2012

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

August 20, 2007 - April 16, 2009

MAGNA

CRD#: 30935

NEW YORK CITY, NY

Past

April 5, 2007 - August 22, 2007

FBN SECURITIES, INC.

CRD#: 18315

NEW YORK, NY

Past

April 24, 2006 - March 7, 2007

SANDERS MORRIS LLC

CRD#: 20580

NEW YORK, NY

Past

April 6, 2005 - September 21, 2005

BOSTON MERCHANT FINANCIAL SERVICES, INC.

CRD#: 23739

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(12/24/2021)

New Jersey
(2/3/2022)

IAR

New Jersey
(3/31/2025)

Texas
(1/6/2022)

IAR

Texas
(3/31/2025)

Utah
(1/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/22/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/8/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/5/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/2/2021

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/28/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2017

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas S. Kingsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas S. Kingsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

BLOOMBERG TRADEBOOK LLC

BLOOMBERG TRADEBOOK LLC

MAGNA

FBN SECURITIES, INC.

SANDERS MORRIS LLC

BOSTON MERCHANT FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2021

Series 63

Date: 5/9/2005

Series 65

Date: 2/22/1995

SIE

Date: 10/1/2018

Series 55

Date: 5/8/2006

Series 7

Date: 4/5/2005

Series 9

Date: 12/2/2021

Series 10

Date: 10/28/2021

Series 24

Date: 3/29/2017

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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