Samuel R. Barnett
Professional summary
Samuel Rawlings Barnett, who also goes by Sam Barnett, Sammy Barnett, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1995. Samuel has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Rawlings Barnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 7, 2017 - November 29, 2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 7, 2001 - April 3, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 10, 1995 - December 7, 2000
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2024)
(2/16/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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