AM
Anthony W. Miller
PGIM INVESTMENTS LLC
COHASSET, MA 02025
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CRD#: 2593284
AM
Professional summary
Anthony Wisner Miller JR, who also goes by Toby Miller Jr, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Cohasset, Massachusetts and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Cohasset, Massachusetts.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Toby Miller Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HENRY H CRAPO CHARITABLE FOUNDATION POSITION: volunteer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2004 ADDRESS: 128 Union St, New Bedford MA 02740, United States DESCRIPTION: PROVIDE CHARITABLE FINANCIAL SUPPORT TO QUALIFIED 501C3 CHARITABLE ORGANIZATION THAT WORK TO BETTER THE GREATER NEW BEDFORD AREA DUTIES; BOARD OF TRUSTEES & MEMBER OF THE INVEST COMMITTEEThis activity has been previously disclosed, however it is being resubmitted so information can be transitioned to the current system of record".?
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Wisner Miller JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2010 - Present
PGIM INVESTMENTS LLC
Office #1: 11 River Road, Cohasset, MA 02025RIA
CRD#: 105670
COHASSET, MA
Current
June 25, 2010 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
COHASSET, MA
Past
May 1, 2010 - June 10, 2010
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
MINNEAPOLIS, MN
Past
May 1, 2010 - June 10, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
October 21, 2005 - May 7, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
October 7, 1997 - May 1, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
April 21, 1995 - October 7, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
Registered Investment Advisory firm - (12/31/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/25/2010)
RR
Alaska(6/25/2010)
RR
Arizona(6/25/2010)
RR
Arkansas(6/25/2010)
RR
California(6/25/2010)
RR
Colorado(6/25/2010)
RR
Connecticut(6/25/2010)
RR
Delaware(6/25/2010)
RR
District of Columbia(6/25/2010)
RR
Florida(6/25/2010)
RR
Georgia(6/25/2010)
RR
Hawaii(6/25/2010)
RR
Idaho(6/25/2010)
RR
Illinois(6/25/2010)
RR
Indiana(6/25/2010)
RR
Iowa(6/25/2010)
RR
Kansas(6/25/2010)
RR
Kentucky(6/25/2010)
RR
Louisiana(6/25/2010)
RR
Maine(6/25/2010)
RR
Maryland(6/25/2010)
RR
Massachusetts(6/25/2010)
IAR
Massachusetts(7/1/2010)
RR
Michigan(6/25/2010)
RR
Minnesota(6/25/2010)
RR
Mississippi(6/25/2010)
RR
Missouri(6/25/2010)
RR
Montana(6/25/2010)
RR
Nebraska(6/25/2010)
RR
Nevada(6/25/2010)
RR
New Hampshire(6/25/2010)
RR
New Jersey(6/25/2010)
RR
New Mexico(6/25/2010)
RR
New York(6/25/2010)
RR
North Carolina(6/25/2010)
RR
North Dakota(6/25/2010)
RR
Ohio(6/25/2010)
RR
Oklahoma(6/25/2010)
RR
Oregon(6/25/2010)
RR
Pennsylvania(6/25/2010)
RR
Puerto Rico(6/25/2010)
RR
Rhode Island(6/25/2010)
RR
South Carolina(6/25/2010)
RR
South Dakota(6/25/2010)
RR
Tennessee(6/25/2010)
RR
Texas(6/25/2010)
RR
Utah(6/25/2010)
RR
Vermont(6/25/2010)
RR
Virgin Islands(6/25/2010)
RR
Virginia(6/25/2010)
RR
Washington(6/25/2010)
RR
West Virginia(6/25/2010)
RR
Wisconsin(6/25/2010)
RR
Wyoming(6/25/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
Registered Investment Advisory firm - (12/31/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 802-9908
Established
Firm type
Fiscal year end
# of Employees
490
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PGIM INVESTMENTS LLC
CRD#: 105670Cohasset, MA 02025TRUST BUT VERIFY
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Contact information
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