Peter L. Boorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Laurence Boorn was a registered financial advisor .
Peter is a previously registered financial advisor and started their career in finance in 1972. Peter had worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 1, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2006 - August 31, 2011
STOCKCROSS FINANCIAL SERVICES, INC.
September 8, 2005 - February 22, 2006
MURIEL SIEBERT & CO., LLC
July 1, 2003 - November 10, 2004
TD AMERITRADE, INC.
November 7, 1997 - November 10, 2004
TD AMERITRADE, INC.
March 12, 1992 - November 7, 1997
KENNEDY, CABOT & CO.
January 26, 1990 - April 22, 1991
WEDBUSH SECURITIES INC.
July 7, 1987 - January 29, 1990
SUTRO & CO. INCORPORATED
December 26, 1985 - July 9, 1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
March 16, 1982 - January 18, 1986
CITIGROUP GLOBAL MARKETS INC.
October 26, 1977 - March 24, 1982
E. F. HUTTON & COMPANY INC
May 1, 1972 - January 28, 1974
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 1, 1972 - January 28, 1974
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/24/1972
Registered Representative ExaminationCurrent Firm
STOCKCROSS FINANCIAL SERVICES, INC.
CRD#: 6670 / SEC#: 801-69705, 8-17758
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEBBIA, JOHN MICHAEL | DIRECTOR, EVP | 1866455 |
| GEBBIA, RICHARD SAL | CEO, PRESIDENT, DIRECTOR | 2348552 |
| MURIEL SIEBERT & CO., INC. | OWNER | 5376 |
| COLOMBINO, MICHAEL JONATHAN | CFO; TREASURER | 4871852 |
| DIPIPPO, ALBERT FRANCIS | ROSFP | 726636 |
| LOGUE, DANIEL PATRICK | CHIEF COMPLIANCE OFFICER; AMLCO | 1501135 |
| SCHEBECE, GREGORY CHARLES | EXECUTIVE VICE PRESIDENT, COO | 1498632 |
| SHANKMAN, CRAIG MICHAEL | DIRECTOR OF TECHNOLOGY | |
| TASSELL, MATTHEW ERIC | DIRECTOR OF CORPORATE SERVICES | |
| ZABATTA, CHARLES ANTHONY SR | OWNER |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
