Steven K. Brodeur
Professional summary
Steven Keaveny Brodeur, who also goes by Steve Brodeur, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 17 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Keaveny Brodeur's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2018 - Present
NEXPOINT SECURITIES, INC.
Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201August 30, 2017 - October 3, 2018
ARCHER DISTRIBUTORS, LLC
February 23, 2016 - January 4, 2017
MUTUAL TRUST ASSET MGMT., INC.
January 13, 2016 - January 4, 2017
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
December 23, 2015 - December 28, 2015
INFINITY CAPITAL MANAGEMENT LLC
January 12, 2015 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
May 14, 2013 - December 31, 2014
EDI FINANCIAL, INC.
February 27, 2013 - December 31, 2013
INFINITY CAPITAL MANAGEMENT LLC
December 4, 2012 - May 1, 2013
ALLIED BEACON PARTNERS, INC.
February 15, 2011 - November 30, 2012
CAPITOL SECURITIES MANAGEMENT, INC.
July 27, 2009 - February 16, 2011
NORTHERN LIGHTS DISTRIBUTORS, LLC
September 10, 2008 - February 17, 2009
NORTHERN TRUST SECURITIES, INC.
January 30, 2007 - June 11, 2008
ALPS DISTRIBUTORS, INC.
March 17, 2004 - November 29, 2005
GUGGENHEIM DISTRIBUTORS, LLC
January 1, 2002 - September 16, 2003
SIGNATOR INVESTORS, INC.
June 13, 2000 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
April 6, 1998 - April 12, 2000
FIDELITY BROKERAGE SERVICES LLC
June 11, 1997 - January 4, 1999
NEW ENGLAND SECURITIES
November 20, 1995 - December 31, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2018)
(3/6/2019)
Exams
Series 82TO
Date: 5/11/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
NEXPOINT SECURITIES, INC.
CRD#: 165013 / SEC#: , 8-69128
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NEXPOINT SECURITIES, INC.
CRD#: 165013Dallas, TX 75201TRUST BUT VERIFY
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