Donna M. Bodensteiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Bodensteiner, who also goes by Donna Marie Meirick, Donna Tieskotter, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1995. Donna had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2020 - November 2, 2021
PURSHE KAPLAN STERLING INVESTMENTS
September 20, 2019 - July 8, 2020
CETERA WEALTH SERVICES, LLC
September 1, 2016 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
October 30, 2001 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
March 13, 1998 - November 1, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 9, 1996 - March 12, 1998
AEGON USA SECURITIES INC.
March 20, 1995 - April 20, 1995
AEGON USA SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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