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Victoria Marie Pelich

CRD# 2591646·Registered 1997 - 2018
Previously Registered: Being a previously registered professional could mean that Victoria is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victoria Marie Pelich, who also goes by VIcki Marie Pelich, Vicki Pelich, Victoria Marie Pelich Ms., was a registered financial advisor. Victoria was a previously registered financial professional and started their career in finance 1997 - 2018. Victoria had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vicki Marie Pelich, Vicki Pelich, Victoria Marie Pelich Ms.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SKB SECURITIES·CRD# 38761
BD
Portland, OR
May 30, 2018 - November 2, 2018
BANCWEST INVESTMENT SERVICES, INC.·CRD# 29357
RIA
Portland, OR
January 5, 2016 - March 13, 2018
BANCWEST INVESTMENT SERVICES, INC.·CRD# 29357
BD
Portland, OR
January 5, 2016 - March 13, 2018
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Portland, OR
February 4, 2015 - January 6, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Portland, OR
February 4, 2015 - January 6, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Portland, OR
January 3, 2011 - November 26, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Portland, OR
January 3, 2011 - November 26, 2013
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Portland, OR
June 17, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
Portland, OR
March 24, 2008 - January 3, 2011
KMS FINANCIAL SERVICES, INC.·CRD# 3866
BD
Vancouver, WA
March 14, 2007 - November 6, 2007
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
October 7, 1997 - July 5, 2001

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Current Firm

SS
SKB SECURITIES

JEFFERSON SECURITIES, INC. | SKB SECURITIES, LLC | SKB SECURITIES, INC. | SKB SECURITIES | SKB REAL ESTATE SECURITIES, INC.

CRD#: 38761 / SEC#: 8-48390
BD
Terminated by SEC on 12/17/2022

Contact Information

Established

Oregon since 08/30/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCANLANKEMPERBARD COMPANIES, LLCMEMBER—
SCHRECK, GEORGE CHARLESPRESIDENT, FIN OP, AML, PFO, POO, CCO, SECRETARY, COO, TREASURER2201543

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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