Victoria M. Pelich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Marie Pelich, who also goes by VIcki Marie Pelich, Vicki Pelich, Victoria Marie Pelich Ms., was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1997. Victoria had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2018 - November 2, 2018
SKB SECURITIES
January 5, 2016 - March 13, 2018
BANCWEST INVESTMENT SERVICES, INC.
January 5, 2016 - March 13, 2018
BANCWEST INVESTMENT SERVICES, INC.
February 4, 2015 - January 6, 2016
WELLS FARGO CLEARING SERVICES, LLC
February 4, 2015 - January 6, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 17, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 24, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 14, 2007 - November 6, 2007
KMS FINANCIAL SERVICES, INC.
October 7, 1997 - July 5, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SKB SECURITIES
CRD#: 38761 / SEC#: , 8-48390
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCANLANKEMPERBARD COMPANIES, LLC | MEMBER | |
| SCHRECK, GEORGE CHARLES | PRESIDENT, FIN OP, AML, PFO, POO, CCO, SECRETARY, COO, TREASURER | 2201543 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
