Laura B. Thomas
Professional summary
Laura B Thomas, who also goes by Laura Elizabeth Brooks, Laurie Brooks, Laura E Thomas, is a registered financial advisor currently at INTERNATIONAL ASSET MANAGEMENT located in Menlo Park, California.
Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Laura has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laura B Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2017 - Present
INTERNATIONAL ASSET MANAGEMENT
Office #1: 750 Menlo Avenue Suite 300, Menlo Park, CA 94025May 9, 1996 - December 31, 2015
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
INTERNATIONAL ASSET MANAGEMENT
CRD#: 123418 / SEC#: 801-132369
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/30/2017)
Exams
Current Firm
INTERNATIONAL ASSET MANAGEMENT
CRD#: 123418 / SEC#: 801-132369
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 106,000,000 |
Red Flags
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Company Information
INTERNATIONAL ASSET MANAGEMENT
CRD#: 123418Menlo Park, CA 94025TRUST BUT VERIFY
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