SW
Steven J. Wiltshire
TRUIST ADVISORY SERVICES
CORAL SPRINGS, FL 33076
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CRD#: 2591113
SW
Professional summary
Steven Jude Wiltshire is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Coral Springs, Florida and TRUIST INVESTMENT SERVICES, INC. located in Coral Springs, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SAV GROUP LLC POSITION: owner NATURE: wholesale jewelry purchases and sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2023 ADDRESS: 241 w tropical way FL, United States DESCRIPTION: As the sole owner/active member, I plan to attend jewelry shows and purchase jewelry at wholesale prices for myself and possibly friends and/or family. I may have an opportunity to resell some items purchase to the general public. SAV RIGS LLC POSITION: sole owner NATURE: An LLC solely established to register and title my personal vehicles INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2023 ADDRESS: Missoula MT, United States DESCRIPTION: There is no bank account associated with this LLC. Its sole purpose is to allow me to purchase and register my cars under the name of a LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Jude Wiltshire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 6210 Coral Ridge Dr, Coral Springs, FL 33076RIA
CRD#: 283390
CORAL SPRINGS, FL
Current
November 4, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 6210 Coral Ridge Dr, Coral Springs, FL 33067Office #2: 5201 Sheridan St, Hollywood, FL 33021Office #3: 3649 W Oakland Park Blvd, Lauderdale Lakes, FL 33311Office #4: 3115 S University Dr, Davie, FL 33328Office #5: 1771 Nw 40th Ave, Lauderhill, FL 33313Office #6: 1495 Ne 163rd St, North Miami Beach, FL 33162Office #7: 5624 Nw 167th St, Miami Gardens, FL 33014Office #8: 4695 N University Dr, Coral Springs, FL 33067Office #9: 601 W Broward Blvd, Fort Lauderdale, FL 33312BD
CRD#: 17499
Coral Springs, FL
Past
November 6, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
LAUDERDALE-BY-THE-SEA, FL
Past
February 13, 2013 - November 14, 2013
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CORAL GABLES, FL
Past
February 13, 2013 - November 14, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CORAL GABLES, FL
Past
July 8, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
AVENTURA, FL
Past
April 28, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
AVENTURA, FL
Past
August 7, 2006 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
AVENTURA, FL
Past
August 4, 2006 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
AVENTURA, FL
Past
June 1, 2001 - August 16, 2006
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
AVENTURA, FL
Past
June 1, 2001 - August 16, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
AVENTURA, FL
Past
March 23, 1995 - May 17, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/19/2019)
RR
California(8/29/2024)
RR
Colorado(2/8/2023)
RR
Florida(11/6/2013)
IAR
Florida(10/24/2016)
RR
Georgia(7/10/2017)
RR
Hawaii(6/18/2019)
RR
Indiana(11/18/2024)
RR
Maryland(11/6/2013)
RR
Michigan(10/10/2019)
RR
Minnesota(9/10/2019)
RR
Missouri(12/3/2018)
RR
New Jersey(11/4/2013)
RR
New Mexico(1/8/2025)
RR
New York(6/17/2020)
RR
North Carolina(4/17/2024)
RR
Ohio(3/24/2023)
RR
Pennsylvania(6/25/2025)
RR
South Carolina(11/15/2013)
RR
Tennessee(6/7/2019)
RR
Texas(10/8/2024)
IAR
Texas(11/5/2024)
RR
Virginia(5/5/2023)
RR
Wisconsin(11/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/3/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Coral Springs, FL 33076TRUST BUT VERIFY
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