Gregory R. Thompson

WORLD EQUITY GROUP

Austin, TX

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CRD#: 2591053

Professional summary

Gregory Robert Thompson, who also goes by Greg Thompson, Gregory R Thompson, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Austin, Texas.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 14 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Thompson | Gregory R Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Robert Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2025 - Present

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Austin, TX

Past

September 11, 2019 - December 22, 2021

STOEVER, GLASS & COMPANY INC.

CRD#: 7031

Dallas, TX

Past

November 2, 2018 - April 18, 2019

SANCTUARY SECURITIES, INC.

CRD#: 205

Dallas, TX

Past

March 21, 2014 - September 21, 2018

WORLD EQUITY GROUP, INC.

CRD#: 29087

DALLAS, TX

Past

May 3, 2012 - March 17, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

DALLAS, TX

Past

September 7, 2010 - April 30, 2012

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

DALLAS, TX

Past

August 6, 2010 - September 7, 2010

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993

PLANO, TX

Past

March 22, 2010 - August 26, 2010

APS FINANCIAL CORPORATION

CRD#: 10033

DALLAS, TX

Past

January 17, 2007 - February 25, 2010

CANTOR FITZGERALD & CO.

CRD#: 134

DALLAS, TX

Past

July 15, 2002 - February 6, 2007

VINING-SPARKS IBG, LLC

CRD#: 27502

RICHARDSON, TX

Past

July 15, 2002 - February 6, 2007

ICBA SECURITIES

CRD#: 24088

RICHARDSON, TX

Past

January 13, 2001 - July 23, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 19, 2000 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 29, 1998 - October 25, 2000

ICBA SECURITIES

CRD#: 24088

MEMPHIS, TN

Past

October 28, 1997 - October 8, 1999

COLLEGE & UNIVERSITY SECURITIES CORPORATION

CRD#: 42468

MEMPHIS, TN

Past

September 8, 1997 - October 25, 2000

VINING-SPARKS IBG, LLC

CRD#: 27502

MEMPHIS, TN

Past

June 16, 1995 - June 26, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/25/2024

General Securities Representative Examination

General Industry/Product Exam

Series 52TO

Date: 4/25/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/15/1995

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

WORLD EQUITY GROUP ADV PART II (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory R. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Robert Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOEVER, GLASS & COMPANY INC.

SANCTUARY SECURITIES, INC.

WORLD EQUITY GROUP, INC.

INTERNATIONAL ASSETS ADVISORY, LLC

WOODSTOCK FINANCIAL GROUP, INC.

CRESCENT SECURITIES GROUP, INC.

APS FINANCIAL CORPORATION

CANTOR FITZGERALD & CO.

VINING-SPARKS IBG, LLC

ICBA SECURITIES

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ICBA SECURITIES

COLLEGE & UNIVERSITY SECURITIES CORPORATION

VINING-SPARKS IBG, LLC

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1995

Series 7TO

Date: 4/25/2024

Series 52TO

Date: 4/25/2024

SIE

Date: 9/21/2018

Series 7

Date: 9/6/1995

Series 52

Date: 6/15/1995

FINRA

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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