Patrick S. Dote
Professional summary
Patrick Sean Dote, who also goes by Patrick Sean Dote Jr, is a registered financial professional currently at INTELLIGENT CROSS LLC located in Stamford, Connecticut.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1995. Patrick has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Sean Dote's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2019 - Present
INTELLIGENT CROSS LLC
Office #1: Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902July 1, 1998 - August 10, 2007
COWEN AND COMPANY
August 23, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
July 25, 1995 - September 13, 1996
BEECH HILL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/10/2019
General Securities Representative ExaminationSeries 55
Date: 2/9/2004
Limited Representative-Equity Trader ExamSeries 8
Date: 7/5/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
INTELLIGENT CROSS LLC
CRD#: 288946 / SEC#: , 8-69970
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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