Deborah M. Vince

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Long Beach, CA

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CRD#: 2590606

Professional summary

Deborah Marie Vince, who also goes by Deborah Marie Stadtmueller, Deborah S VInce, Deborah Stadtmueller Vince, is a registered financial advisor currently at NEW YORK LIFE INVESTMENT MANAGEMENT LLC located in Long Beach, California and NYLIFE DISTRIBUTORS LLC located in Jersey City, New Jersey.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Deborah has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Marie Stadtmueller | Deborah S Vince | Deborah Stadtmueller Vince

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GOLD FINCH LAND LLP 23913 COUNTY ROAD E16, MONTICELLO, IA 52310. NOT INVESTMENT RELATED. THE NATURE OF THE OTHER BUSINESS: FARM, YOUR POSITION: INVESTOR/PART OWNER, TITLE: PARTNER. START DATE OF YOUR RELATIONSHIP: 2007. 1-2 HOURS PER MONTH, NOT DURING NORMAL BUSINESS HOURS. INVESTOR AND BUSINESS CONSULTANT. Su Casa - Ending Domestic Violence 3750 E. Anaheim Street, suite 100, Long Beach, CA 90804. Not investment related. Board Chair since 2/24/16, 5-8 hours per month not during normal business hours. Develop support and community involvement, fundraising and develop communities for Su Casa; manage business and property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Marie Vince's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2009 - Present

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Long Beach, CA

Current

November 11, 2009 - Present

NYLIFE DISTRIBUTORS LLC

Office #1: 30 Hudson Street, Jersey City, NJ 07302

CRD#: 35350

Jersey City, NJ

Past

July 28, 2009 - October 8, 2009

NRP FINANCIAL, INC.

CRD#: 103717

LONG BEACH, CA

Past

July 21, 2009 - October 8, 2009

NRP ADVISORS, INC.

RIA

CRD#: 141430

LONG BEACH, CA

Past

September 11, 2008 - March 16, 2009

NRP ADVISORS, INC.

RIA

CRD#: 141430

CAPISTRANO BEACH, CA

Past

September 11, 2008 - March 16, 2009

NRP FINANCIAL, INC.

CRD#: 103717

CAPISTRANO BEACH, CA

Past

January 4, 2006 - April 24, 2008

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

ALISO VIEJO, CA

Past

July 26, 2005 - May 9, 2008

FINANCIAL TELESIS INC

CRD#: 31012

ALISO VIEJO, CA

Past

August 6, 2002 - June 29, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

September 29, 1997 - July 24, 2002

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ORANGE, CA

Past

July 2, 1997 - July 24, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 20, 1997 - July 24, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 7, 1996 - April 15, 1997

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

February 17, 1995 - October 1, 1996

GATEWAY INVESTMENT SERVICES, INC.

CRD#: 31153

OAK PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK LIFE ASSET MANAGEMENT OPERATING CO LLC | NYLI | NEW YORK LIFE INVESTMENTS | NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CRD#: 109591 / SEC#: 801-57396

RIA

Registered Investment Advisory firm - (3/20/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/4/2025)

Alaska
(3/4/2025)

Arizona
(3/4/2025)

Arkansas
(3/4/2025)

California
(11/11/2009)

IAR

California
(11/11/2009)

Colorado
(3/4/2025)

Connecticut
(3/4/2025)

Delaware
(3/4/2025)

District of Columbia
(3/4/2025)

Florida
(3/4/2025)

Georgia
(3/4/2025)

Hawaii
(3/4/2025)

Idaho
(3/4/2025)

Illinois
(3/4/2025)

Indiana
(3/4/2025)

Iowa
(3/4/2025)

Kansas
(3/4/2025)

Kentucky
(3/4/2025)

Louisiana
(3/4/2025)

Maine
(3/4/2025)

Maryland
(3/4/2025)

Massachusetts
(3/4/2025)

Michigan
(3/4/2025)

Minnesota
(3/4/2025)

Mississippi
(3/4/2025)

Missouri
(3/4/2025)

Montana
(3/4/2025)

Nebraska
(3/4/2025)

Nevada
(3/4/2025)

New Hampshire
(3/4/2025)

New Jersey
(3/4/2025)

New Mexico
(3/4/2025)

New York
(3/4/2025)

North Carolina
(3/4/2025)

North Dakota
(3/4/2025)

Ohio
(3/5/2025)

Oklahoma
(3/4/2025)

Oregon
(3/4/2025)

Pennsylvania
(3/4/2025)

Rhode Island
(3/4/2025)

South Carolina
(3/4/2025)

South Dakota
(3/4/2025)

Tennessee
(3/4/2025)

Texas
(3/4/2025)

Utah
(3/4/2025)

Vermont
(3/4/2025)

Virginia
(3/4/2025)

Washington
(3/4/2025)

West Virginia
(3/4/2025)

Wisconsin
(3/4/2025)

Wyoming
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/16/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK LIFE ASSET MANAGEMENT OPERATING CO LLC | NYLI | NEW YORK LIFE INVESTMENTS | NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CRD#: 109591 / SEC#: 801-57396

RIA

Registered Investment Advisory firm - (3/20/2000 Approved)

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Contact information

Main Address

51 Madison Avenue, New York, NY 10010

Mailing Address

Phone number

(888) 474-7725

Established

Firm type

Fiscal year end

# of Employees

349

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NYLIM ADV PART 2A JULY 2025 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	1,047
AUM (Assets Under Management)	$ 113,162,976,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Deborah M. Vince

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Marie Vince's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE DISTRIBUTORS LLC

NRP FINANCIAL, INC.

NRP ADVISORS, INC.

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

WEALTHSPIRE RETIREMENT ADVISORY

FINANCIAL TELESIS INC

PRINCIPAL SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

TITAN/VALUE EQUITIES GROUP, INC.

GATEWAY INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/23/1997

Series 6

Date: 2/16/1995

FINRA

Current Firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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