Charles M. Almond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Mitchel Almond was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1995. Charles had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2017 - July 16, 2018
ATREYU TRADING
December 10, 2014 - June 2, 2015
LODESTAR SECURITIES CORP.
June 29, 2011 - February 2, 2012
MERRIMAN CAPITAL, INC.
July 30, 2008 - July 15, 2009
GENESIS GLOBAL TRADING, INC
April 2, 2002 - August 29, 2006
TRADEWEB DIRECT LLC
November 30, 1998 - May 30, 2000
PORTSMOUTH FINANCIAL SERVICES
June 12, 1997 - November 11, 1998
ACUMENT SECURITIES, INC.
March 24, 1995 - June 20, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
ATREYU TRADING
CRD#: 175371 / SEC#: , 8-69593
Contact information
Documents
Red Flags
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