Ronald C. Siracusa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Colon Siracusa, who also goes by Ronald John Colon, Ronald Colon, Ronald John Siracusa, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1995. Ronald had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2006 - September 29, 2006
AMERICAN CAPITAL PARTNERS, LLC
November 2, 2004 - January 31, 2005
SOGOTRADE, INC.
May 27, 2004 - August 19, 2004
MILESTONE FINANCIAL SERVICES, INC.
March 15, 2004 - May 14, 2004
GREAT EASTERN SECURITIES, INC.
August 7, 2002 - April 8, 2004
AMERICAN CAPITAL PARTNERS, LLC
January 11, 2001 - August 5, 2002
MILESTONE FINANCIAL SERVICES, INC.
September 24, 1999 - January 16, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
June 2, 1998 - August 30, 1999
SPENCER CLARKE LLC
May 9, 1997 - June 2, 1998
TRADE.COM ONLINE SECURITIES, INC.
April 3, 1997 - May 14, 1997
GILFORD SECURITIES INCORPORATED
November 16, 1995 - March 26, 1997
FIRST ASSET MANAGEMENT, INC.
June 26, 1995 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
June 26, 1995 - November 7, 1995
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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